X0306 4 2016-12-31 0 0000822411 ImmunoCellular Therapeutics, Ltd. IMUC 0001563623 Gengos Andrew C/O IMMUNOCELLULAR THERAPEUTICS LTD. 23622 CABASAS ROAD, SUITE 300 CALABASAS CA 91302 1 0 0 0 Common Stock 2016-12-31 4 F 0 3284 2.05 D 5249 D Common Stock 1175 I By 401(k) Account Shares withheld by the Issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. On November 18, 2016, ImmunoCellular Therapeutics, Ltd. effected a 1 for 40 reverse stock split. The number of shares reported in Column 6 of Table I represents the reporting person's resulting ownership interest on a post 1 for 40 reverse stock split basis. David Biener, Attorney-In-Fact 2017-02-13