0001181431-12-065664.txt : 20121218 0001181431-12-065664.hdr.sgml : 20121218 20121218173245 ACCESSION NUMBER: 0001181431-12-065664 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120924 FILED AS OF DATE: 20121218 DATE AS OF CHANGE: 20121218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COWELL RICHARD CENTRAL INDEX KEY: 0001254951 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35560 FILM NUMBER: 121272380 MAIL ADDRESS: STREET 1: 7840 VIRGINIA OAK DRIVE CITY: GAINSVILLE STATE: VA ZIP: 20155 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ImmunoCellular Therapeutics, Ltd. CENTRAL INDEX KEY: 0000822411 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 931301885 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21900 BURBANK BLVD. STREET 2: 3RD FLOOR CITY: WOODLAND HILLS STATE: CA ZIP: 91367 BUSINESS PHONE: 818-992-2907 MAIL ADDRESS: STREET 1: 21900 BURBANK BLVD. STREET 2: 3RD FLOOR CITY: WOODLAND HILLS STATE: CA ZIP: 91367 FORMER COMPANY: FORMER CONFORMED NAME: Optical Molecular Imaging, Inc DATE OF NAME CHANGE: 20060202 FORMER COMPANY: FORMER CONFORMED NAME: PATCO INDUSTRIES LTD DATE OF NAME CHANGE: 19991025 FORMER COMPANY: FORMER CONFORMED NAME: REDWING VENTURES INC DATE OF NAME CHANGE: 19890705 4 1 rrd363838.xml PRIMARY DOCUMENT X0306 4 2012-09-24 0 0000822411 ImmunoCellular Therapeutics, Ltd. IMUC 0001254951 COWELL RICHARD 21900 BURBANK BOULEVARD 3RD FLOOR WOODLAND HILLS CA 91367 1 0 0 0 Stock Option (right to buy) 3 2012-09-24 4 A 0 60000 0 A 2019-09-23 Common Stock 60000 60000 D The option vests in equal quarterly installments for four years following September 24, 2012. /s/ Richard Cowell 2012-12-18