0001474427-12-000001.txt : 20120131 0001474427-12-000001.hdr.sgml : 20120131 20120131172109 ACCESSION NUMBER: 0001474427-12-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120127 FILED AS OF DATE: 20120131 DATE AS OF CHANGE: 20120131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McAdoo Zachary CENTRAL INDEX KEY: 0001474427 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26285 FILM NUMBER: 12560159 MAIL ADDRESS: STREET 1: C/O MCADOO CAPITAL, INC. STREET 2: 635 MADISON AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CNS RESPONSE, INC. CENTRAL INDEX KEY: 0000822370 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 870419387 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 85 ENTERPRISE STREET 2: SUITE 410, CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: (714) 545 3288 MAIL ADDRESS: STREET 1: 85 ENTERPRISE STREET 2: SUITE 410, CITY: ALISO VIEJO STATE: CA ZIP: 92656 FORMER COMPANY: FORMER CONFORMED NAME: STRATIVATION, INC. DATE OF NAME CHANGE: 20051115 FORMER COMPANY: FORMER CONFORMED NAME: SalesTactix, Inc. DATE OF NAME CHANGE: 20040805 FORMER COMPANY: FORMER CONFORMED NAME: AGE RESEARCH INC DATE OF NAME CHANGE: 19990210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zanett Opportunity Fund, Ltd. CENTRAL INDEX KEY: 0001452690 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26285 FILM NUMBER: 12560157 BUSINESS ADDRESS: STREET 1: C/O APPLEBY SPURLING, CANON'S COURT STREET 2: 22 VICTORIA ST. PO BOX HM 1179 CITY: HAMILTON STATE: D0 ZIP: HM 1179 BUSINESS PHONE: 1-441-295-2244 MAIL ADDRESS: STREET 1: C/O APPLEBY SPURLING, CANON'S COURT STREET 2: 22 VICTORIA ST. PO BOX HM 1179 CITY: HAMILTON STATE: D0 ZIP: HM 1179 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McAdoo Capital, Inc. CENTRAL INDEX KEY: 0001474173 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26285 FILM NUMBER: 12560158 BUSINESS ADDRESS: STREET 1: 635 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 486-3364 MAIL ADDRESS: STREET 1: 635 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2012-01-27 0 0000822370 CNS RESPONSE, INC. CSNO.OB 0001474427 McAdoo Zachary C/O MCADOO CAPITAL, INC. 635 MADISON AVENUE, 15TH FLOOR NEW YORK NY 10022 1 0 1 0 0001474173 McAdoo Capital, Inc. 635 MADISON AVENUE 15TH FLOOR NEW YORK NY 10022 0 0 1 0 0001452690 Zanett Opportunity Fund, Ltd. C/O APPLEBY SPURLING, CANON'S COURT 22 VICTORIA ST. PO BOX HM 1179 HAMILTON D0 HM 1179 BERMUDA 0 0 1 0 Subordinated Secured Convertible Note 0.1 2012-01-27 4 P 0 40000 40000 A 2012-01-27 2013-01-27 Common Stock 400000 40000 I By Zanett Opportunity Fund, Ltd. Warrants 0.1 2012-01-27 4 P 0 400000 0 A 2012-01-27 2017-01-27 Common Stock 400000 400000 I By Zanett Opportunity Fund, Ltd. Zanett Opportunity Fund, Ltd. (the "Fund") owns the reported securities directly. McAdoo Capital, Inc. ("McAdoo Capital") may be deemed to have an indirect interest in these securities as investment manager of the Fund. Zachary McAdoo may be deemed to have an indirect interest in these securities in his capacity as President and owner of McAdoo Capital. Both McAdoo Capital and Mr. McAdoo disclaim beneficial ownership of the reported securities except to the extent of any pecuniary interest therein, and the reporting of these securities by them shall not be deemed to be an admission that McAdoo Capital or Mr. McAdoo have beneficial ownership in such securities for purposes of Section 16 of the Exchange Act of 1934, or for any other purposes. /s/ Zachary McAdoo 2012-01-31 McAdoo Capital, Inc., /s/ Zachary McAdoo, President 2012-01-31 Zanett Opportunity Fund, Ltd., By: McAdoo Capital, Inc., its Investment Manager, /s/ Zachary McAdoo, President 2012-01-31