-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tpu1X9gbWSo0C5oCIXZUJv6as275I3k/EAfSyFYTb00X83pqRluNZitJCogODsiT dpse/GJ5aoYnlfxp9PXzbQ== 0001193805-09-001316.txt : 20090622 0001193805-09-001316.hdr.sgml : 20090622 20090622172917 ACCESSION NUMBER: 0001193805-09-001316 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090622 DATE AS OF CHANGE: 20090622 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CNS RESPONSE, INC. CENTRAL INDEX KEY: 0000822370 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 870419387 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-79934 FILM NUMBER: 09904149 BUSINESS ADDRESS: STREET 1: 2755 BRISTOL ST. CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: (949) 248-5461 MAIL ADDRESS: STREET 1: 2755 BRISTOL ST. CITY: COSTA MESA STATE: CA ZIP: 92626 FORMER COMPANY: FORMER CONFORMED NAME: STRATIVATION, INC. DATE OF NAME CHANGE: 20051115 FORMER COMPANY: FORMER CONFORMED NAME: SalesTactix, Inc. DATE OF NAME CHANGE: 20040805 FORMER COMPANY: FORMER CONFORMED NAME: AGE RESEARCH INC DATE OF NAME CHANGE: 19990210 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PAPPAJOHN JOHN CENTRAL INDEX KEY: 0000897464 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 1660 WALT WHITMAN ROAD STREET 2: SUITE 105 CITY: MELVILLE STATE: NY ZIP: 11747 SC 13G 1 e605590_13g-cns.htm Unassociated Document

 
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
____________
 
SCHEDULE 13G

 
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2
 
CNS Response, Inc.
(Name of Issuer)
 
Common Stock, $0.001 par value per share
(Title of Class of Securities)
 
12619C101
(CUSIP Number)
 
June 12, 2009
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
 
o
Rule 13d-1(b)
 
ý
Rule 13d-1(c)
 
o
Rule 13d-1(d)
 

 
CUSIP No. 
12619C101
13G
Page 2 of 6 Pages
 
1.
NAMES OF REPORTING PERSON
 
John Pappajohn
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
 
  (a) o
  (b) ý
3.
SEC USE ONLY
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
USA


NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5.
SOLE VOTING POWER
3,333,333
 
6.
SHARED VOTING POWER
0
 
7.
SOLE DISPOSITIVE VOTING POWER
3,333,333
 
8.
SHARED DISPOSITIVE VOTING POWER
0
 
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,333,333
 
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions)
 
¨
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11.6%
 
12.
TYPE OF REPORTING PERSON (see instructions)
IN
 
 

 
CUSIP No. 
12619C101
13G
Page 3 of 6 Pages
 
Item 1(a). 
Name of Issuer:
 
CNS Response, Inc.
   
   
Item 1(b). 
Address of Issuer’s Principal Executive Offices:
 
2755 Bristol St., Suite 285, Costa Mesa, California 92626
   
   
Item 2(a). 
Name of Person Filing:
 
John Pappajohn
   
   
Item 2(b). 
Address of Principal Business Office or, if None, Residence:
 
666 Walnut St, Ste. 2116, Des Moines, IA, 50309
   
   
Item 2(c). 
Citizenship:
 
John Pappajohn is a United States citizen.
   
   
Item 2(d). 
Title of Class of Securities:
 
Common Stock
   
   
Item 2(e). 
CUSIP Number:
 
12619C101
   
   
Item 3. 
If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
 
Not applicable.
   

 
 

 
 
CUSIP No. 
12619C101
13G
Page 4 of 6 Pages
 
Item 4. 
Ownership.
 
(a)
Amount beneficially owned:
 
3,333,333. This amount does not include shares of common stock issuable upon conversion of a Secured Convertible Promissory Note issued by the Issuer to Mr. Pappajohn on June 12, 2009 in the principal amount of $1,000,000. In the event the Issuer consummates an equity financing transaction of at least $1,500,000 (excluding any and all notes and other liabilities or indebtedness which are converted) during the term of such note, the then outstanding principal amount of such note shall be automatically converted into the securities issued in the equity financing by dividing such amount by the per share price paid by the investors in such financing.
 
(b)
Percent of class:
 
11.6%
 
(c)
Number of shares as to which such person has:
 
(i)
Sole power to vote or to direct the vote:
 
3,333,333
 
(ii)
Shared power to vote or to direct the vote: 0
 
(iii)
Sole power to dispose or to direct the disposition of:
 
3,333,333
 
(iv)
Shared power to dispose or to direct the disposition of: 0
 

 
 

 
 
CUSIP No. 
12619C101
13G
Page 5 of 6 Pages
 
Item 5.
Ownership of Five Percent or Less of a Class.
 
Not Applicable.
 
Item 6.
Ownership of More Than Five Percent on Behalf of Another Person.
 
Not Applicable.
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
 
Not Applicable.
 
Item 8.
Identification and Classification of Members of the Group.
 
Not Applicable.
 
Item 9.
Notice of Dissolution of Group.
 
Not Applicable.
 
Item 10.
Certification.
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 
 

 

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
   
June 22, 2009
 
   
(Date)
 
       
       
 
  
/s/ John Pappajohn
 
   
John Pappajohn
 
       
 
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