-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jvqx0IQVEbfJZbuFMPe8iTjp+nCu3RA2+PM5lB8oGTrWOIrC/aYvnIgTV1kZzNvw MCE63T/VxoL8ku7jaopBkQ== 0000891618-99-001442.txt : 19990409 0000891618-99-001442.hdr.sgml : 19990409 ACCESSION NUMBER: 0000891618-99-001442 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990408 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INNERDYNE INC CENTRAL INDEX KEY: 0000822084 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 870431168 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-49625 FILM NUMBER: 99589176 BUSINESS ADDRESS: STREET 1: 1244 REAMWOOD AVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087456010 MAIL ADDRESS: STREET 1: 1244 REAMWOOD AVE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: CARDIOPULMONICS INC DATE OF NAME CHANGE: 19940429 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PATHFINDER VENTURE CAPITAL FUND III LIMITED PARTNERSHIP CENTRAL INDEX KEY: 0001055421 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 411657147 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 7300 METRO BLVD SUITE 585 CITY: MINNEAPOLIS STATE: MN ZIP: 55439 BUSINESS PHONE: 6128351121 MAIL ADDRESS: STREET 1: 7300 METRO BLVD STREET 2: SUITE 585 CITY: MINNEAPOLIS STATE: MN ZIP: 55439 SC 13G 1 SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------- SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. _____________)* InnerDyne, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 45764D 10 2 ------------------------------------------ (CUSIP Number) - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) 2 - ----------------------------- --------------------------- CUSIP NO. 45764D 10 2 13G PAGE 2 OF 5 PAGES - ----------------------------- --------------------------- - ----- -------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) PATHFINDER VENTURE CAPITAL FUND III, A LIMITED PARTNERSHIP FEDERAL ID # : 41-1657147 - ----- -------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* NOT APPLICABLE - ----- -------------------------------------------------------------------------- 3 SEC USE ONLY - ----- -------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION MINNESOTA, U.S.A. - ----- -------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 1,319,209 ----- -------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY -0- ----- -------------------------------------------------------- OWNED BY 7 SOLE DISPOSITIVE POWER EACH 1,319,209 ----- -------------------------------------------------------- REPORTING PERSON 8 SHARED DISPOSITIVE POWER WITH -0- - ----- -------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,319,209 - ----- -------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ----- -------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.0% - ----- -------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ----- -------------------------------------------------------------------------- 3 - ----------------------------- --------------------------- CUSIP NO. 45764D 10 2 13G PAGE 3 OF 5 PAGES - ----------------------------- --------------------------- ITEM 1(a). NAME OF ISSUER: InnerDyne, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 1244 Reamwood Avenue Sunnyvale, CA 94089 ITEM 2(a). NAME OF PERSON FILING: Eugene J. Fischer as a general partner of the General Partner of Pathfinder Venture Capital Fund III, A Limited Partnership. The General Partner of Pathfinder Venture Capital Fund III , A Limited Partnership is Pathfinder Partners III The Partners of Pathfinder Partners III are: Eugene J. Fischer, Director Jack K. Ahrens, II Marvin Bookin Norman Dann Andrew J. Greenshields Brian P. Johnson J. Todd Johnson Barbara L. Santry Gary A. Stoltz ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 7300 Metro Blvd., Suite 585 Minneapolis, MN 55439 ITEM 2(c). CITIZENSHIP: Minnesota, U.S.A. ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, $0.01 par value ITEM 2(e). CUSIP NUMBER: 45764D 10 2 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), 13d-2(b) OR 13d-2(c), CHECK WHETHER THE PERSON FILING IS A: Not applicable 4 - ----------------------------- --------------------------- CUSIP NO. 45764D 10 2 13G PAGE 4 OF 5 PAGES - ----------------------------- --------------------------- ITEM 4. OWNERSHIP. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned: 1,319,209 (b) Percent of Class: 6.0% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 1,319,209 (ii) Shared power to vote or to direct the vote -0- (iii) Sole power to dispose or to direct the disposition of 1,319,209 (iv) Shared power to dispose or to direct the disposition of -0-
SHAREHOLDER SHARES PCT. NOTES - ----------- --------- ---- ----- Pathfinder Venture Capital Fund III 1,269,780 6.0 1 Eugene J. Fischer, Director 24,498 0.1 2,3 Jack K. Ahrens, II 9,185 0.0 3 Marvin Bookin 585 0.0 3 Norman Dann 274 0.0 3 Andrew J. Greenshields 2,185 0.0 3 Brian P. Johnson 3,613 0.0 3 J. Todd Johnson 2,060 0.0 3 Barbara L. Santry 4,937 0.0 3 Gary A. Stoltz 2,092 0.0 3
NOTES: 1. Includes 34,000 options exerciseable within 60 days of 12/31/98 which are assigned by Eugene J. Fischer, Director, 2. Excludes 44,000 options held as a Director, including 34,000 that are exerciseable within 60 days of 12/31/98 that are assigned to the Partnership. 3. Excludes shares owned by Pathfinder Venture Capital Fund III, A Limited Partnership, and has no Beneficial interest in the shares except proportional pecuniary interest in the Partnership. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable 5 ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. The General Partner of Pathfinder Venture Capital Fund III, A Limited Partnership has the power to direct dividends and proceeds of sales (see 2a above). ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable 6 - ----------------------------- --------------------------- CUSIP NO. 45764D 10 2 13G PAGE 5 OF 5 PAGES - ----------------------------- --------------------------- ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable ITEM 10. CERTIFICATION. (a) The following certification shall be included if the statement is filed pursuant to Rule 13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. SIGNATURE 4/2/99 ------------------------------------ Date Pathfinder Venture Capital Fund III, A Limited Partnership By: Pathfinder Partners III, the General Partner By: /s/ E. J. FISCHER ------------------------------------ Signature Eugene J. Fischer, A General Partner ------------------------------------ Name/Title -----END PRIVACY-ENHANCED MESSAGE-----