0000082166-20-000133.txt : 20200901 0000082166-20-000133.hdr.sgml : 20200901 20200901095836 ACCESSION NUMBER: 0000082166-20-000133 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200828 FILED AS OF DATE: 20200901 DATE AS OF CHANGE: 20200901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brazones Steven E CENTRAL INDEX KEY: 0001625761 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07982 FILM NUMBER: 201153473 MAIL ADDRESS: STREET 1: P.O. BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAVEN INDUSTRIES INC CENTRAL INDEX KEY: 0000082166 STANDARD INDUSTRIAL CLASSIFICATION: UNSUPPORTED PLASTICS FILM & SHEET [3081] IRS NUMBER: 460246171 STATE OF INCORPORATION: SD FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 205 E 6TH ST STREET 2: PO BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117 BUSINESS PHONE: 6053362750 MAIL ADDRESS: STREET 1: P O BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117-5107 4 1 wf-form4_159896870005603.xml FORM 4 X0306 4 2020-08-28 0 0000082166 RAVEN INDUSTRIES INC RAVN 0001625761 Brazones Steven E P.O. BOX 5107 SIOUX FALLS SD 57117 0 1 0 0 VP & CFO, Treasurer Common Stock 2020-08-28 4 M 0 8200 15.61 A 46887 D Common Stock 2020-08-28 4 F 0 6214 25.45 D 40673 D Stock Option 15.61 2020-08-28 4 M 0 8200 15.61 D 2017-04-05 2021-04-05 Common Stock 8200.0 0 D Stock Option 29.2 2018-04-05 2022-04-05 Common Stock 6150.0 6150 D Stock Option 35.05 2019-04-05 2023-04-05 Common Stock 7880.0 7880 D Restricted Stock Unit - 2018 Common Stock 4420.0 4420 D Restricted Stock Unit - 2019 Common Stock 5768.0 5768 D Restricted Stock Unit - 2020 Common Stock 13240.0 13240 D Pursuant to Rule 16b-3(d). Right to buy. All options vest at the rate of 25% annually beginning on the date listed in Exercisable, column 6. Each Time-based Restricted Stock Unit is the economic equivalent of one share of RAVN Common Stock. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/18, provided that the Employee remains continuously employed by the Company through the Vesting Date. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/19, provided that the Employee remains continuously employed by the Company through the Vesting Date. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/6/2020, provided that the Employee remains continuously employed by the Company through the Vesting Date. /s/ Steven E. Brazones 2020-09-01