0001437749-23-033163.txt : 20231129 0001437749-23-033163.hdr.sgml : 20231129 20231129152310 ACCESSION NUMBER: 0001437749-23-033163 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231127 FILED AS OF DATE: 20231129 DATE AS OF CHANGE: 20231129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PATE WILLIAM CENTRAL INDEX KEY: 0001180447 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36550 FILM NUMBER: 231451861 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PAR PACIFIC HOLDINGS, INC. CENTRAL INDEX KEY: 0000821483 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 841060803 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 825 TOWN & COUNTRY LANE STREET 2: SUITE 1500 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: (281) 899-4800 MAIL ADDRESS: STREET 1: 825 TOWN & COUNTRY LANE STREET 2: SUITE 1500 CITY: HOUSTON STATE: TX ZIP: 77024 FORMER COMPANY: FORMER CONFORMED NAME: PAR PETROLEUM CORP/CO DATE OF NAME CHANGE: 20120907 FORMER COMPANY: FORMER CONFORMED NAME: DELTA PETROLEUM CORP/CO DATE OF NAME CHANGE: 19920703 4 1 rdgdoc.xml FORM 4 X0508 4 2023-11-27 0000821483 PAR PACIFIC HOLDINGS, INC. PARR 0001180447 PATE WILLIAM 825 TOWN AND COUNTRY LANE SUITE 1500 HOUSTON TX 77024 1 1 Chief Executive Officer 0 Common stock 2023-11-27 4 M 0 75000 21.44 A 558019 D Common stock 2023-11-27 4 S 0 75000 35.03 D 483019 D Common stock 2023-11-28 4 M 0 75000 21.44 A 558019 D Common stock 2023-11-28 4 S 0 75000 34.73 D 483019 D Stock option (right to buy) 21.44 2023-11-27 4 M 0 75000 0 A 2024-10-11 Common stock 75000 0 D Stock option (right to buy) 21.44 2023-11-28 4 M 0 75000 0 A 2024-10-11 Common stock 75000 0 D The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $34.66 to $35.18, inclusive, via a cashless hold. The reporting person undertakes to provide to Par Pacific Holdings, Inc. or the staff of the Securities and Exhchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The proceeds from approximately 57,400 shares were withheld by the Company to pay costs associated with the exercise of the option and withholding taxes. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $34.51 to $35.30, inclusive, via a cashless hold. The reporting person undertakes to provide to Par Pacific Holdings, Inc. or the staff of the Securities and Exhchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The proceeds from approximately 57,600 shares were withheld by the Company to pay costs associated with the exercise of the option and withholding taxes. The option vests in five equal annual installments (each such installment, a "Tranche") beginning on October 12, 2016. The option terminates with respect to each Tranche immediately prior to the fifth anniversary of the vesting of such Tranche. /s/ William Pate 2023-11-29