-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KOGKGY9xR6tlSjbCtnErn6dRauH1LruP1I6DA7A49RVaKx4+ysVYj/1ZOw5AgMV6 OY1meszjKuO54g3LDF/ngw== 0000821197-02-000001.txt : 20020414 0000821197-02-000001.hdr.sgml : 20020414 ACCESSION NUMBER: 0000821197-02-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHNSON INVESTMENT COUNSEL INC CENTRAL INDEX KEY: 0000821197 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04147 FILM NUMBER: 02530603 BUSINESS ADDRESS: STREET 1: 3777 WEST FORK RD CITY: CINCINNATI STATE: OH ZIP: 45247 MAIL ADDRESS: STREET 1: 3777 WEST FORK ROAD CITY: CINCINNATI STATE: OH ZIP: 45247 13F-HR 1 f13-4qtr01.txt 4THQTR200113-F 12/31/2001 NONE 1 513-661-3100 dtedford@johnsoninv.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Johnson Invesmtment Counsel, Inc. Address: 3777 West Fork Road Cincinnati, OH 45247 13F File Number: 28-2147 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person\ signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understodd that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on behalf of Reporting Manager: Name: David C. Tedford Title: Administrator Phone: 513-661-3100 Signature, Place, and Date of Signing: David C. Tedford Cincinnati, OH February 7,2002 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED NBY THE SECURITIES AND EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 198 Form 13F Information Table Value Total: $1,282,229,778 List of Other Included Managers: No. 13F File Number Name (None) FORM 13F INFORMATION TABLE VALUE SHARES/ INVSTMT VOTING AUTHORITY NAME OF ISSUER TITLE OF CLA CUSIP (x $1000 PRN AMT DSCRET SOLE NONE - --------------------------------- ------------ ---------- --------- ------------ ------- --------------- ABBOTT LABORATORIES Common 002824100 4846 86,926 Sole 86,426 500 ABERCROMBIE & FITCH CO. CLASS A Common 002896207 1463 55,150 Sole 55,150 0 ACUITY BRANDS INC Common 00508Y102 624 51,544 Sole 51,544 0 ADC TELECOMMUNICATIONS, INC. Common 000886101 1369 297,658 Sole 297,158 500 AGILENT TECHNOLOGIES, INC. Common 00846U101 448 15,706 Sole 15,706 0 ALLMERICA FINANCIAL CORP. Common 019754100 465 10,427 Sole 10,427 0 ALLTEL CORPORATION Common 020039103 770 12,477 Sole 12,477 0 ALTERA CORPORATION Common 021441100 997 47,000 Sole 47,000 0 AMB PROPERTY CORPORATION Common 00163T109 343 13,200 Sole 13,200 0 AMERICAN EXPRESS COMPANY Common 025816109 2451 68,680 Sole 68,680 0 AMERICAN FINANCIAL CORPORATION Preferred 026087858 314 14,767 Sole 14,767 0 AMERICAN HOME PRODUCTS CORPORATIO Common 026609107 3385 55,167 Sole 55,067 100 AMERICAN INTERNATIONAL GROUP, INC Common 026874107 19207 241,897 Sole 238,792 3,105 AMGEN INC. Common 031162100 1010 17,887 Sole 17,887 0 AMSOUTH BANCORPORATION Common 032165102 224 11,865 Sole 11,865 0 AOL TIME WARNER INC. Common 00184A105 21141 658,605 Sole 658,155 450 APOGENT TECHNOLOGIES, INC. Common 03760A101 1613 62,500 Sole 62,500 0 APPLIED MATERIALS, INCORPORATED Common 038222105 12464 310,822 Sole 310,587 235 ARCHSTONE COMMUNITIES TRUST Common 039581103 359 13,655 Sole 13,655 0 AT & T CORPORATION Common 001957109 575 31,699 Sole 31,249 450 AUTOMATIC DATA PROCESSING Common 053015103 745 12,654 Sole 12,654 0 BANK OF AMERICA CORPORATION Common 060505104 14627 232,356 Sole 232,061 295 BANK OF NEW YORK CO., INC. Common 064057102 18416 451,382 Sole 450,982 400 BANK ONE CORPORATION Common 06423A103 2963 75,887 Sole 75,887 0 BECTON, DICKINSON AND COMPANY Common 075887109 342 10,305 Sole 10,305 0 BED BATH & BEYOND INC Common 075896100 8796 259,482 Sole 259,082 400 BELL SOUTH CORPORATION Common 079860102 1677 43,962 Sole 43,450 512 BEST BUY COMPANY, INCORPORATED Common 086516101 17479 234,686 Sole 234,386 300 BIOMET, INCORPORATED Common 090613100 1718 55,600 Sole 55,600 0 BIOTECHNOLOGY EXCHANGE TRADED FUN Common 464287556 5698 62,582 Sole 62,502 80 BISYS GROUP, INC. Common 055472104 1145 17,900 Sole 17,900 0 BJS WHOLESALE CLUB, INC. Common 05548J106 2115 47,950 Sole 47,950 0 BLUE CHIP CAPITAL FUND II Common 992024646 484 484,210 Sole 484,210 0 BOSTON PROPERTIES, INC. Common 101121101 924 24,325 Sole 24,325 0 BP PLC Common 055622104 2358 50,693 Sole 50,693 0 BRE PROPERTIES, INC. CLASS A Common 05564E106 369 11,910 Sole 11,910 0 BRISTOL-MYERS SQUIBB COMPANY Common 110122108 10071 197,469 Sole 196,869 600 BROADWING INC (FORMERLY CINCI BEL Common 111620100 3126 329,077 Sole 325,877 3,200 CARDINAL HEALTH, INCORPORATED Common 14149Y108 14822 229,231 Sole 229,071 160 CHEVRONTEXACO CORPORATION Common 166764100 1340 14,951 Sole 14,951 0 CINCINNATI FINANCIAL CORPORATION Common 172062101 6879 180,306 Sole 163,001 17,305 CINERGY CORPORATION Common 172474108 671 20,063 Sole 20,063 0 CINTAS CORPORATION Common 172908105 27597 574,930 Sole 571,760 3,170 CISCO SYSTEMS INC. Common 17275R102 19867 1,097,002 Sole 1,096,277 725 CITIGROUP, INC. Common 172967101 34276 679,006 Sole 678,405 601 CLOROX COMPANY Common 189054109 470 11,873 Sole 11,073 800 COCA COLA COMPANY Common 191216100 3011 63,860 Sole 62,660 1,200 COMCAST CORPORATION CLASS A SPECI Common 200300200 474 13,175 Sole 13,175 0 COMPUWARE CORPORATION Common 205638109 719 61,021 Sole 61,021 0 CONVERGYS CORPORATION Common 212485106 9601 256,106 Sole 252,906 3,200 COUSINS PROPERTIES INC. REAL ESTA Common 222795106 280 11,512 Sole 11,512 0 CULLEN/FROST BANKERS, INC. Common 229899109 2325 75,300 Sole 75,300 0 DELL COMPUTER CORPORATION Common 247025109 6591 242,490 Sole 242,390 100 DEVON ENERGY CORPORATION Common 25179M103 1275 33,001 Sole 33,001 0 DISNEY (WALT) COMPANY Common 254687106 644 31,105 Sole 25,105 6,000 DOVER CORPORATION Common 260003108 977 26,354 Sole 26,354 0 DUKE ENERGY CORPORATION Common 264399106 402 10,236 Sole 10,236 0 DUKE-WEEKS REALTY CORPORATION Common 264411505 376 15,460 Sole 15,460 0 ECOLAB INC. Common 278865100 2133 53,000 Sole 53,000 0 EDWARDS (A.G.), INCORPORATED Common 281760108 883 20,000 Sole 20,000 0 ELAN CORPORATION, PLC - SPONSORED Common 284131208 16891 374,863 Sole 374,568 295 ELECTRONIC DATA SYSTEMS CORPORATI Common 285661104 828 12,084 Sole 12,084 0 EMC CORPORATION Common 268648102 14885 1,107,478 Sole 1,105,238 2,240 EMERSON ELECTRIC COMPANY Common 291011104 11438 200,321 Sole 194,669 5,652 ENGELHARD CORPORATION Common 292845104 972 35,100 Sole 35,100 0 EQUITY OFFICE PROPERTIES TRUST Common 294741103 629 20,913 Sole 20,913 0 EQUITY RESIDENTIAL PROPERTIES TRU Common 29476L107 1093 38,072 Sole 38,072 0 ETHAN ALLEN INTERIORS, INC. Common 297602104 1081 26,000 Sole 26,000 0 EXPRESS SCRIPTS INC CLASS A Common 302182100 701 15,000 Sole 15,000 0 EXXON MOBIL CORPORATION Common 30231G102 44142 1,123,198 Sole 1,113,024 10,174 FANNIE MAE Common 313586109 23761 298,885 Sole 298,655 230 FIFTH THIRD BANCORP Common 316773100 45154 736,254 Sole 735,942 312 FIRST AMERICAN RELATIVE VALUE FUN Common 318941762 329 12,879 Sole 12,879 0 FIRST FINANCIAL BANCORP Common 320209109 1850 104,843 Sole 104,843 0 FNB BANCORPORATION, INC. Common 302516109 1731 72,112 Sole 72,112 0 FNB CORPORATION/PA Common 302520101 797 30,242 Sole 30,242 0 FORD MOTOR COMPANY (NEW) Common 345370860 330 20,996 Sole 20,647 349 FOREST LABORATORIES, INC. CLASS A Common 345838106 1487 18,150 Sole 18,150 0 GANNETT COMPANY, INCORPORATED Common 364730101 1129 16,792 Sole 11,392 5,400 GAP INC. Common 364760108 223 15,994 Sole 15,994 0 GENERAL ELECTRIC COMPANY Common 369604103 68894 1,718,913 Sole 1,715,988 2,925 GENZYME CORP. Common 372917104 946 15,800 Sole 15,800 0 GILLETTE COMPANY Common 375766102 368 11,026 Sole 11,026 0 GLAXOSMITHKLINE PLC - ADS Common 37733W105 22074 443,073 Sole 442,738 335 HALLIBURTON COMPANY Common 406216101 5383 410,879 Sole 410,304 575 HARSCO CORPORATION Common 415864107 848 24,712 Sole 24,712 0 HARTFORD FINANCIAL SERVICES GROUP Common 416515104 13609 216,606 Sole 216,356 250 HEINZ (H.J.) COMPANY Common 423074103 1096 26,643 Sole 26,643 0 HEWLETT-PACKARD COMPANY Common 428236103 2213 107,752 Sole 107,352 400 HILLENBRAND INDUSTRIES, INCORPORA Common 431573104 3175 57,450 Sole 57,450 0 HOME DEPOT, INC. Common 437076102 30632 600,509 Sole 600,089 420 HUNTINGTON BANCSHARES INCORPORATE Common 446150104 780 45,381 Sole 45,381 0 IDEC PHARMACEUTICALS CORP Common 449370105 1172 17,000 Sole 17,000 0 ILLINOIS TOOL WORKS Common 452308109 1073 15,839 Sole 15,839 0 INTEGRA BANK CORPORATION Common 45814P105 460 21,955 Sole 21,955 0 INTEGRATED DEVICE TECH INC Common 458118106 851 32,000 Sole 32,000 0 INTEL CORPORATION Common 458140100 26269 835,247 Sole 834,747 500 INTERNATIONAL BUSINESS MACHINES C Common 459200101 4181 34,566 Sole 34,566 0 ISHARES S&P 500 INDEX FUND Common 464287200 6127 53,590 Sole 53,590 0 JOHNSON & JOHNSON Common 478160104 33318 563,755 Sole 562,200 1,555 KEYCORP (NEW) Common 493267108 1113 45,730 Sole 45,730 0 KIMBERLY-CLARK CORPORATION Common 494368103 1596 26,691 Sole 26,691 0 KIMCO REALTY Common 49446R109 330 10,102 Sole 10,102 0 KING PHARMACEUTICALS, INC. Common 495582108 630 14,949 Sole 14,949 0 KROGER COMPANY Common 501044101 19562 937,337 Sole 935,302 2,035 LAUDER, ESTEE COMPANIES - CLASS A Common 518439104 17356 541,371 Sole 541,171 200 LEGGETT & PLATT, INC. Common 524660107 1157 50,288 Sole 50,288 0 LEXMARK INTERNATIONAL, INC. Common 529771107 1907 32,320 Sole 32,320 0 LIBERTY MEDIA CORP-A Common NO CUSIP 348 24,870 Sole 24,870 0 LILLY (ELI) & COMPANY Common 532457108 2555 32,535 Sole 32,535 0 LINENS 'N THINGS INC Common 535679104 1275 50,000 Sole 50,000 0 LORD ABBETT GROUP OF FUNDS: Common 544001100 403 29,406 Sole 29,406 0 MANULIFE FINANCIAL CORPORATION Common 56501R106 585 22,458 Sole 22,458 0 MATTEL, INCORPORATED Common 577081102 863 50,171 Sole 50,171 0 MCDATA CORPORATION-A Common 580031201 626 25,567 Sole 25,567 0 MCDONALD'S CORPORATION Common 580135101 363 13,706 Sole 13,706 0 MEDIMMUNE, INC. Common 584699102 616 13,300 Sole 13,300 0 MEDTRONIC, INC. Common 585055106 33500 654,177 Sole 653,572 605 MERCK & COMPANY, INCORPORATED Common 589331107 11450 194,725 Sole 194,125 600 METRIS COMPANIES, INC. Common 591598107 15041 585,010 Sole 585,010 0 MICROSOFT CORPORATION Common 594918104 37460 565,440 Sole 564,910 530 MILLIPORE CORPORATION Common 601073109 656 10,800 Sole 10,800 0 MINNESOTA MINING & MANUFACTURING Common 604059105 2763 23,372 Sole 23,372 0 MOLEX INCORPORATED Common 608554101 1138 36,775 Sole 36,775 0 MOTOROLA INC. Common 620076109 243 16,150 Sole 16,150 0 NAB EXCHANGE PREFERRED TRUST 8.0 Preferred 628714206 301 12,000 Sole 12,000 0 NASDAQ-100 SHARES Common 631100104 5666 145,610 Sole 144,860 750 NATIONAL CITY CORPORATION Common 635405103 1213 41,468 Sole 41,468 0 NATIONAL COMMERCE FINANCIAL CORPO Common 63545P104 18593 734,900 Sole 734,170 730 NATIONAL FUEL GAS COMPANY Common 636180101 910 36,826 Sole 36,826 0 NETEGRITY, INC. Common 64110P107 211 10,919 Sole 10,919 0 NEWELL RUBBERMAID INC. Common 651229106 981 35,597 Sole 35,597 0 NOKIA CORPORATION SPONSORED ADR Common 654902204 15221 620,505 Sole 620,205 300 NORTH FORK BANCORPORATION Common 659424105 2579 80,606 Sole 80,606 0 NOVELLUS SYSTEMS, INC. Common 670008101 406 10,300 Sole 10,300 0 NVIDIA CORP Common 67066G104 706 10,550 Sole 10,550 0 ORACLE CORPORATION Common 68389X105 915 66,265 Sole 66,265 0 PEOPLES ENERGY CORPORATION Common 711030106 616 16,241 Sole 16,241 0 PEPSICO, INCORPORATED Common 713448108 16435 337,544 Sole 336,394 1,150 PFIZER INCORPORATED Common 717081103 41347 1,037,570 Sole 1,036,565 1,005 PHARMACIA CORPORATION Common 71713U102 1079 25,301 Sole 25,301 0 PHOENIX COMPANIES INC Common 71902E109 1397 75,540 Sole 75,540 0 PITNEY-BOWES, INCORPORATED Common 724479100 1392 37,002 Sole 37,002 0 PNC FINANCIAL SERVICES GROUP, INC Common 693475105 5552 98,791 Sole 81,651 17,140 PRICE (T. ROWE) GROUP Common 74144T108 1389 40,000 Sole 40,000 0 PROCTER & GAMBLE COMPANY Common 742718109 78000 985,724 Sole 971,290 14,434 PROLOGIS TRUST Common 743410102 301 14,005 Sole 14,005 0 PROVIDENT FINANCIAL GROUP, INC. Common 743866105 12029 457,708 Sole 60,829 396,879 QWEST COMMUNICATIONS INTERNATIONA Common 749121109 220 15,601 Sole 15,601 0 RADIAN GROUP INC Common 750236101 1074 25,000 Sole 25,000 0 REGIONS FINANCIAL CORPORATION Common 758940100 458 15,300 Sole 15,300 0 REPUBLIC SERVICES INC-CL A Common 760759100 1650 82,625 Sole 82,625 0 ROYAL DUTCH PETROLEUM CO. (NETHER Common 780257804 1336 27,253 Sole 27,253 0 RPM, INCORPORATED Common 749685103 549 37,987 Sole 37,987 0 SARA LEE CORPORATION Common 803111103 286 12,858 Sole 11,658 1,200 SBC COMMUNICATIONS, INC. Common 78387G103 16204 413,678 Sole 413,278 400 SCHERING-PLOUGH CORPORATION Common 806605101 7914 221,009 Sole 221,009 0 SCHWAB (CHARLES) CORPORATION Common 808513105 231 14,924 Sole 14,924 0 SCIENTIFIC-ATLANTA INCORPORATED Common 808655104 755 31,525 Sole 31,525 0 SERVICEMASTER COMPANY Common 81760N109 618 44,783 Sole 44,783 0 SHELL TRANSPORTATION, LTD. (BRITA Common 822703609 1012 24,415 Sole 24,415 0 SIEBEL SYSTEMS, INC. Common 826170102 764 27,310 Sole 27,310 0 SIMON PROPERTY GROUP, INC. Common 828806109 347 11,845 Sole 11,845 0 SMITH INTERNATIONAL INCORPORATED Common 832110100 1501 28,000 Sole 28,000 0 SPRINT CORPORATION Common 852061100 1508 75,116 Sole 74,916 200 STARBUCKS CORP. Common 855244109 812 42,600 Sole 42,600 0 STARWOOD HOTELS & RESORTS WORLDWI Common 85590A203 680 22,786 Sole 22,786 0 SUN MICROSYSTEMS INC. Common 866810104 16318 1,326,698 Sole 1,325,348 1,350 SUNGARD DATA SYSTEMS, INC. Common 867363103 1915 66,200 Sole 66,200 0 SUPER VALU STORES, INCORPORATED Common 868536103 1307 59,100 Sole 59,100 0 SYSCO CORPORATION Common 871829107 3099 118,200 Sole 118,200 0 TARGET CORPORATION Common 87612E106 1188 28,945 Sole 28,945 0 TECHNE CORP Common 878377100 369 10,000 Sole 10,000 0 TECO ENERGY, INCORPORATED Common 872375100 1786 68,070 Sole 68,070 0 TEXAS INSTRUMENTS, INC. Common 882508104 11519 411,385 Sole 411,225 160 TJX COMPANIES Common 872540109 797 20,000 Sole 20,000 0 TWEETER HOME ENTERTAINMENT GROUP Common 901167106 1740 60,000 Sole 60,000 0 TYCO INTERNATIONAL LTD. Common 902124106 30927 525,068 Sole 524,568 500 U.S. BANCORP Common 902973304 34285 1,638,070 Sole 1,594,138 43,932 ULTRAWATT INTEGRATED SYSTEMS, INC Common 904034915 500 50,000 Sole 50,000 0 UNITED TECHNOLOGIES CORPORATION Common 913017109 8188 126,698 Sole 126,463 235 USAA INTERNATIONAL FUND Common 903287308 216 12,876 Sole 12,876 0 VALASSIS COMMUNICATIONS, INC. Common 918866104 606 17,000 Sole 17,000 0 VANGUARD EXTENDED MARKET INDEX FU Common VEXMX 312 13,522 Sole 13,522 0 VANGUARD INDEX VALUE PORTFOLIO Common 922908405 712 37,676 Sole 37,676 0 VANGUARD 500 INDEX FUND Common 922908108 1145 10,812 Sole 10,812 0 VERISIGN INC Common 92343E102 2557 67,218 Sole 67,218 0 VERIZON COMMUNICATIONS Common 92343V104 2997 63,147 Sole 62,781 366 VODAFONE GROUP PLC-ADR Common 92857W100 558 21,715 Sole 21,715 0 VORNADO REALTY TRUST Common 929042109 948 22,800 Sole 22,800 0 WAL-MART STORES, INC. Common 931142103 35146 610,702 Sole 610,452 250 WALGREEN COMPANY Common 931422109 24022 713,663 Sole 713,488 175 WATSON PHARMACEUTICAL, INC. Common 942683103 805 25,650 Sole 25,650 0 WEATHERFORD INTERNATIONAL, INC. Common 947074100 1050 28,190 Sole 28,190 0 WELLS FARGO AND COMPANY Common 949746101 569 13,090 Sole 13,090 0 WENDY'S INTERNATIONAL, INCORPORAT Common 950590109 397 13,624 Sole 3,624 10,000 WINTON FINANCIAL CORPORATION Common 976446104 871 93,675 Sole 93,675 0 WORLDCOM, INC. Common 98157D106 1025 72,827 Sole 72,727 100
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