0000821127-18-000150.txt : 20181130 0000821127-18-000150.hdr.sgml : 20181130 20181130164139 ACCESSION NUMBER: 0000821127-18-000150 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181126 FILED AS OF DATE: 20181130 DATE AS OF CHANGE: 20181130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DeChellis Anthony CENTRAL INDEX KEY: 0001760351 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35070 FILM NUMBER: 181211637 MAIL ADDRESS: STREET 1: BOSTON PRIVATE FINANCIAL HOLDINGS, INC. STREET 2: TEN POST OFFICE SQUARE CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOSTON PRIVATE FINANCIAL HOLDINGS INC CENTRAL INDEX KEY: 0000821127 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 042976299 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 POST OFFICE SQ CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175561900 MAIL ADDRESS: STREET 1: 10 POST OFFICE SQUARE CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: BOSTON PRIVATE BANCORP INC DATE OF NAME CHANGE: 19920703 3 1 wf-form3_154361408142072.xml FORM 3 X0206 3 2018-11-26 0 0000821127 BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH 0001760351 DeChellis Anthony BOSTON PRIVATE FINANCIAL HOLDINGS, INC. TEN POST OFFICE SQUARE BOSTON MA 02109 1 1 0 0 CEO and President Common Stock 130079 D Restricted Stock Units Common Stock 59055.0 D Stock Option 12.7 2028-11-26 Common Stock 125628.0 D Stock Option 12.7 2028-11-26 Common Stock 391850.0 D Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest in four (4) equal annual installments beginning on November 26, 2019. Stock Options vest in four (4) equal annual installments beginning on November 26, 2019. Stock Options will vest if (i) the closing price of Company's common stock is at or above $18.00 per share for 20 consecutive trading days prior to November 26, 2022, and (ii) at the time that the foregoing condition is met, the Company's Tier 1 risk-based capital ratio is at least 6.0%, or such other level as may be required by any governmental agency or other governmental entity. /s/ Christopher Cooper, attorney-in-fact for Mr. DeChellis 2018-11-30