0000821127-17-000043.txt : 20170517 0000821127-17-000043.hdr.sgml : 20170517 20170517165726 ACCESSION NUMBER: 0000821127-17-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170515 FILED AS OF DATE: 20170517 DATE AS OF CHANGE: 20170517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOSTON PRIVATE FINANCIAL HOLDINGS INC CENTRAL INDEX KEY: 0000821127 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 042976299 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 POST OFFICE SQ CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175561900 MAIL ADDRESS: STREET 1: 10 POST OFFICE SQUARE CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: BOSTON PRIVATE BANCORP INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwartz George G CENTRAL INDEX KEY: 0001673188 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35070 FILM NUMBER: 17852290 BUSINESS ADDRESS: BUSINESS PHONE: 617-646-4822 MAIL ADDRESS: STREET 1: BOSTON PRIVATE BANK & TRUST COMPANY STREET 2: 10 POST OFFICE SQUARE CITY: BOSTON STATE: MA ZIP: 02109 4 1 wf-form4_149505462995847.xml FORM 4 X0306 4 2017-05-15 0 0000821127 BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH 0001673188 Schwartz George G BOSTON PRIVATE BANK & TRUST COMPANY TEN POST OFFICE SQUARE BOSTON MA 02109 0 1 0 0 President-Boston Private Bank Common Stock 2017-05-15 4 M 0 7121 15.60 A 131250.022 D Common Stock 2017-05-15 4 F 0 2170 15.60 D 129080.022 D Common Stock 2017-05-15 4 F 0 2311 15.60 D 126769.022 D Performance Shares 2017-05-15 4 M 0 7121 0 D Common Stock 10030.0 0 D Restricted Stock Units 2017-05-15 4 A 0 9774 0 A Common Stock 9774.0 9774 D Performance Restricted Stock Units 2017-05-15 4 A 0 14661 0 A Common Stock 14661.0 14661 D May 15, 2014 grant date common stock closing price was $12.01. Performance Shares represent a contingent right to receive one share of the Company's common stock. Performance Shares vested based on the Company's performance for the period January 1, 2014 through December 31, 2016. Number represents targeted performance shares initially granted for the 2014-2016 performance period. 71% of these shares vested based upon the Company's performance during the performance period. The remaining performance shares were forfeited. Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest in full on the third anniversary of the grant date. Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2017 through December 31, 2019. /s/ Margaret W. Chambers, attorney-in-fact for Mr. Schwartz. 2017-05-17