0000821127-15-000115.txt : 20151027 0000821127-15-000115.hdr.sgml : 20151027 20151027080659 ACCESSION NUMBER: 0000821127-15-000115 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151027 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20151027 DATE AS OF CHANGE: 20151027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BOSTON PRIVATE FINANCIAL HOLDINGS INC CENTRAL INDEX KEY: 0000821127 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 042976299 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-35070 FILM NUMBER: 151176259 BUSINESS ADDRESS: STREET 1: 10 POST OFFICE SQ CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175561900 MAIL ADDRESS: STREET 1: 10 POST OFFICE SQUARE CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: BOSTON PRIVATE BANCORP INC DATE OF NAME CHANGE: 19920703 8-K 1 a2015-10x26bpworgchanges.htm 8-K 8-K


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported): October 27, 2015
Boston Private Financial Holdings, Inc.
(Exact Name of Registrant as Specified in its Charter)
Massachusetts
0-17089
04-2976299
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification Number)
Ten Post Office Square, Boston, Massachusetts 02109
(Address of principal executive offices)
(617) 912-1900
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))






Item 5.02.
Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers

On October 27, 2015, Boston Private Financial Holdings, Inc. (the “Company”) and Boston Private Bank & Trust Company, a wholly-owned subsidiary of the Company (the “Bank”), announced the appointment of Corey A. Griffin to Chief Executive Officer of Boston Private Wealth LLC. Mark D. Thompson will continue to serve as CEO of the Bank and President of the Company.

Item 9.01.    Financial Statements and Exhibits.
(d) Exhibits.
99.1    Press Release of the Company dated October 27, 2015









SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunder duly authorized.
    
 
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
 
 
 
 
By:
/S/ DAVID J. KAYE
 
Name:
David J. Kaye
 
Title:
Executive Vice President, Chief
Financial and Administrative Officer

Date: October 27, 2015
 
 






EXHIBIT INDEX
Exhibit No.
 
Description
99.1

 
Press Release of the Company dated October 27, 2015



EX-99.1 2 a2015-10x27release.htm EXHIBIT 99.1 Exhibit


Boston Private Wealth Announces Executive Appointments


Boston, Mass. - (October 27, 2015) - Boston Private Wealth LLC, a premier provider of wealth management services, today announced that Corey A. Griffin has been named Chief Executive Officer. Boston Private Wealth also announced that Scott W. Dell’Orfano has been named Chief Operating Officer and Thomas K. Anderson has been named Chief Investment Officer. The appointments are a key element in Boston Private Wealth’s drive to further establish itself as a world-class provider of personalized, creative and comprehensive wealth management and advisory solutions.

As CEO of Boston Private Wealth, Mr. Griffin will focus on the overall strategic direction and growth of the firm. Mr. Griffin will continue to work closely with Clayton G. Deutsch, CEO of Boston Private Financial Holdings, Inc., and Mark D. Thompson, who serves as President of Boston Private Financial Holdings and also CEO of Boston Private Bank & Trust Company, Boston Private Wealth’s parent company.

“This is an exciting time for Boston Private Wealth. Our wealth management business is robust and we are extremely confident in the team we have in place,” said Mr. Griffin. “Clients today are redefining wealth creation, and our level of service coupled with our personalized approach perfectly positions our firm to help clients succeed at every step in their financial journey.”

Mr. Griffin most recently served as COO of Boston Private Wealth, working closely with clients and responsible for the operational strategy and infrastructure of the firm. He joined Boston Private in 2014 as head of Corporate Development & Wealth Management Strategy. He is the former President of The Davis Companies, an institutional real estate investment manager, and the former Chairman and CEO of The Boston Company Asset Management, a subsidiary of Bank of New York Mellon. Under Mr. Griffin’s leadership, The Boston Company opened offices worldwide while developing a $75 billion global equity business.

In his new role as COO, Mr. Dell’Orfano will leverage his deep knowledge of the industry, experience running large growth-oriented businesses, and his relationships throughout the RIA community to support the growth of the firm and its brand. The 23-year financial services veteran moves from his current post as the company’s Chief Strategic Officer, where he was responsible for Boston Private Wealth’s corporate strategy and acquisition team.

Prior to joining Banyan Partners, which was acquired by Boston Private Wealth in 2014, Mr. Dell’Orfano was Executive Vice President of Fidelity Institutional Wealth Services Group, where he oversaw the growth of Fidelity’s RIA business to $600 billion in RIA-custodied assets from $100 billion over an eight-year period.

Mr. Anderson will lead investment strategy for Boston Private Wealth in his new role as CIO, and will continue in his role as Executive Managing Director, Wealth Management, West Coast Division of Boston Private Wealth. Previously, Mr. Anderson served as Chief Investment Officer at Boston Private Bank & Trust Company, where he managed the Bank’s equity and fixed income teams and was Chairman of the Bank’s Investment Policy Committee. Mr. Anderson has also served as the head of a global strategy and research team for the ETF business at State Street Global Advisors, and led the investment team for the Charitable Asset Management group at State Street Global Advisors.


#    #    #
About Boston Private Wealth
Boston Private Wealth LLC, an SEC registered investment advisor (RIA), is a premier provider of wealth management services including investment management and consulting, wealth advisory and planning, and family office services. Private banking and trust services are offered through Boston Private Wealth’s parent company, Boston Private Bank & Trust Company.

With its hallmark approach of customized, highly personal service, Boston Private Wealth manages and advises on over $8 billion in assets for high-net-worth individuals, families, family offices, foundations and institutions.






Boston Private Wealth is geographically situated in key financial regions throughout the nation. Headquartered in Boston, Massachusetts, Boston Private Wealth has offices in Florida (Palm Beach Gardens, Fort Lauderdale, Naples, and Coral Gables), California (San Francisco, Beverly Hills, Encino, and San Mateo), Georgia (Atlanta), Wisconsin (Madison), and Texas (Plano). In addition, wealth management professionals are also available to meet with clients at Boston Private Bank & Trust offices by appointment. For more information visit www.BostonPrivateWM.com.

Boston Private Wealth LLC is a wholly owned subsidiary of Boston Private Bank & Trust Company.