-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CZ4MNvsL5L2Z/qwXGTgu+82DY1jBx9Do6nKKyJL8OeYzANN7f96xxPJnoK/s5Pwc FvG74rWwCuGzM+7qkNUoGw== 0000950136-04-003819.txt : 20041110 0000950136-04-003819.hdr.sgml : 20041110 20041109215032 ACCESSION NUMBER: 0000950136-04-003819 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041109 ITEM INFORMATION: Amendments to the Registrant.s Code of Ethics, or Waiver of a Provision of the Code of Ethics FILED AS OF DATE: 20041110 DATE AS OF CHANGE: 20041109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: G III APPAREL GROUP LTD /DE/ CENTRAL INDEX KEY: 0000821002 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 411590959 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-18183 FILM NUMBER: 041131241 BUSINESS ADDRESS: STREET 1: 512 SEVENTH AVE CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2126298830 MAIL ADDRESS: STREET 1: 512 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: ANTE CORP DATE OF NAME CHANGE: 19891120 8-K 1 file001.htm FORM 8-K




                                  UNITED STATES
                       SECURITIES AND EXCHANGE COMMISSION
                             Washington, D.C. 20549


                                    Form 8-K

                                 CURRENT REPORT


                     Pursuant to Section 13 or 15(d) of the
                         Securities Exchange Act of 1934


       Date of Report (Date of earliest event reported): November 9, 2004


                            G-III Apparel Group, Ltd.
             (Exact name of registrant as specified in its charter)


                                    Delaware
                 (State or other jurisdiction of incorporation)


              0-18183                                     41-1590959
      (Commission File Number)               (IRS Employer Identification No.)


                               512 Seventh Avenue
                               New York, NY 10018
                    (Address of Principal Executive Offices)


       Registrant's telephone number, including area code: (212) 403-0500


Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):


[  ]  Written communications pursuant to Rule 425 under the Securities Act
      (17 CFR 230.425)


[  ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act
      (17 CFR 240.14a-12)


[ ]   Pre-commencement communications pursuant to Rule 14d-2(b) under the
      Exchange Act (17 CFR 240.14d-2(b))


[ ]   Pre-commencement communications pursuant to Rule 13e-14(c) under the
      Exchange Act (17 CFR 240.13e-4(c))





ITEM 5.05 AMENDMENTS TO THE REGISTRANT'S CODE OF ETHICS, OR WAIVER OF A
          PROVISION OF THE CODE OF ETHICS

Morris Goldfarb and Wayne S. Miller, the Registrant's Chief Executive Officer
and Chief Operating and Chief Financial Officer, respectively, advised the Audit
Committee of the Registrant's Board of Directors of their desire to participate
in a private placement of convertible debt (the "Investment") of The Wet Seal,
Inc. ("Wet Seal"). Wet Seal has been a customer of the Registrant in the past
and may be a customer of the Registrant in the future.

On November 9, 2004, the Audit Committee granted each of Messrs. Goldfarb and
Miller a limited waiver from compliance with Section II of the Registrant's Code
of Ethics (which prohibits officers from owning an interest in the Registrant's
customers) solely for the purpose of permitting the Investment.

































                                   SIGNATURES



Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.




                             G-III APPAREL GROUP LTD.

Date: November 9, 2004       By: /s/ Wayne S. Miller
                                 ---------------------------------------
                             Name: Wayne S. Miller
                             Title: Chief Financial and Chief Operating Officer





























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