The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| SPDR S&P 500 TRUST ETF (spy) | ETF | 78462F103 | 11,240 | 39,789 | SH | SOLE | 39,789 | 0 | 0 | ||
| ProShares UltraShort S&P 500 (sds) | ETF | 74347b383 | 6,630 | 199,151 | SH | SOLE | 199,151 | 0 | 0 | ||
| AT&T, Inc.(t) | COM | 00206r102 | 5,243 | 167,195 | SH | SOLE | 167,195 | 0 | 0 | ||
| S&P 500 INDX (ivv) | ETF | 464287200 | 4,743 | 16,669 | SH | SOLE | 16,669 | 0 | 0 | ||
| Vanguard Index S&P 500 (voo) | ETF | 922908363 | 4,734 | 18,240 | SH | SOLE | 18,240 | 0 | 0 | ||
| ARES CAPITAL CORP (arcc) | COM | 04010L103 | 4,700 | 274,186 | SH | SOLE | 274,186 | 0 | 0 | ||
| Nokia Corp (nok) | ADR | 654902204 | 4,665 | 815,637 | SH | SOLE | 815,637 | 0 | 0 | ||
| ANNALY CAPITAL MANAGEMNT INC (nly) | COM | 035710409 | 4,562 | 456,690 | SH | SOLE | 456,690 | 0 | 0 | ||
| CENTURYLINK INC (ctl) | COM | 156700106 | 4,173 | 348,020 | SH | SOLE | 348,020 | 0 | 0 | ||
| FS KKR Capital Corp. (fsk) | COM | 302635107 | 2,964 | 489,983 | SH | SOLE | 489,983 | 0 | 0 | ||
| The Walt Disney Company (dis) | COM | 254687106 | 2,785 | 25,087 | SH | SOLE | 25,087 | 0 | 0 | ||
| Prospect Capital Corp. (psec) | COM | 74348T102 | 2,559 | 392,501 | SH | SOLE | 392,501 | 0 | 0 | ||
| TARGET CORP (tgt) | COM | 87612e106 | 2,450 | 30,523 | SH | SOLE | 30,523 | 0 | 0 | ||
| DYNEX CAP INC COM (dx) | COM | 26817q506 | 2,340 | 384,205 | SH | SOLE | 384,205 | 0 | 0 | ||
| CVS Health Corp (cvs) | COM | 126650100 | 2,156 | 39,985 | SH | SOLE | 39,985 | 0 | 0 | ||
| ALPS ALERIAN MLP ETF (amlp) | ETF | 00162Q866 | 2,155 | 214,880 | SH | SOLE | 214,880 | 0 | 0 | ||
| Invesco CEF Income ETF (pcef) | ETF | 46138e404 | 2,121 | 95,730 | SH | SOLE | 95,730 | 0 | 0 | ||
| Kraft Heinz Co (khc) | COM | 500754106 | 2,106 | 64,514 | SH | SOLE | 64,514 | 0 | 0 | ||
| FIFTH THIRD BANCORP (fitb) | COM | 316773100 | 2,018 | 80,035 | SH | SOLE | 80,035 | 0 | 0 | ||
| Arlington Asset Investment (ai) | COM | 041356205 | 1,778 | 223,405 | SH | SOLE | 223,405 | 0 | 0 | ||
| ANADARKO PETROLEUM CORP (apc) | COM | 032511107 | 1,464 | 32,187 | SH | SOLE | 32,187 | 0 | 0 | ||
| Invesco ETF Tr S&P Equal Weighted (rsp) | ETF | 46137V357 | 1,433 | 13,725 | SH | SOLE | 13,725 | 0 | 0 | ||
| Apollo Investment Corp (ainv) | COM | 03761u502 | 1,369 | 90,391 | SH | SOLE | 90,391 | 0 | 0 | ||
| ISHARES S&P 500 ETF GROWTH (ivw) | ETF | 464287309 | 1,298 | 7,533 | SH | SOLE | 7,533 | 0 | 0 | ||
| General Mills (gis) | COM | 370334104 | 1,296 | 25,038 | SH | SOLE | 25,038 | 0 | 0 | ||
| TWO HARBORS INVT CORP (two) | COM | 90187B408 | 1,271 | 93,922 | SH | SOLE | 93,922 | 0 | 0 | ||
| GLAXOSMITHKLINE PLC-ADR (gsk) | ADR | 37733W105 | 1,232 | 29,476 | SH | SOLE | 29,476 | 0 | 0 | ||
| KOHLS CORP (kss) | COM | 500255104 | 1,112 | 16,166 | SH | SOLE | 16,166 | 0 | 0 | ||
| TOTAL S.A. (tot) | ADR | 89151E109 | 1,096 | 19,698 | SH | SOLE | 19,698 | 0 | 0 | ||
| WELLS FARGO COMPANY (wfc) | COM | 949746101 | 1,090 | 22,568 | SH | SOLE | 22,568 | 0 | 0 | ||
| CITIGROUP INC COM (c) | COM | 172967424 | 1,090 | 17,525 | SH | SOLE | 17,525 | 0 | 0 | ||
| BANK OF AMERICA CORP (bac) | COM | 060505104 | 1,084 | 39,282 | SH | SOLE | 39,282 | 0 | 0 | ||
| Gap Inc. (gps) | COM | 364760108 | 1,073 | 40,980 | SH | SOLE | 40,980 | 0 | 0 | ||
| WestRock Company (wrk) | COM | 96145D105 | 1,054 | 27,485 | SH | SOLE | 27,485 | 0 | 0 | ||
| ROYAL DUTCH SHELL PLC SPONSORED (rds a) | ADR | 780259206 | 1,046 | 16,707 | SH | SOLE | 16,707 | 0 | 0 | ||
| Sr. Housing Properties Trust (snh) | COM | 81721m109 | 1,038 | 88,128 | SH | SOLE | 88,128 | 0 | 0 | ||
| INTERNATIONAL BUSINESS MACHINE CORP (ibm) | COM | 459200101 | 1,030 | 7,301 | SH | SOLE | 7,301 | 0 | 0 | ||
| MACY'S INC (m) | COM | 55616P104 | 1,027 | 42,721 | SH | SOLE | 42,721 | 0 | 0 | ||
| ERICSSON (LM) TEL-SP ADR NEW (eric) | ADR | 294821608 | 1,015 | 110,590 | SH | SOLE | 110,590 | 0 | 0 | ||
| Communication Services SPDR ETF (xlc) | ETF | 81369y852 | 1,010 | 21,600 | SH | SOLE | 21,600 | 0 | 0 | ||
| Pfizer Inc. (pfe) | COM | 717081103 | 985 | 23,198 | SH | SOLE | 23,198 | 0 | 0 | ||
| Hercules Capital Inc (htgc) | COM | 427096508 | 970 | 76,620 | SH | SOLE | 76,620 | 0 | 0 | ||
| Newell Brands Inc. (nwl) | COM | 651229106 | 848 | 55,305 | SH | SOLE | 55,305 | 0 | 0 | ||
| Medley Management Inc. (mdly) | COM | 58503T106 | 834 | 243,013 | SH | SOLE | 243,013 | 0 | 0 | ||
| Amgen Inc (amgn) | COM | 031162100 | 832 | 4,382 | SH | SOLE | 4,382 | 0 | 0 | ||
| QUALCOMM INC (qcom) | COM | 747525103 | 784 | 13,754 | SH | SOLE | 13,754 | 0 | 0 | ||
| JOHNSON & JOHNSON (jnj) | COM | 478160104 | 692 | 4,948 | SH | SOLE | 4,948 | 0 | 0 | ||
| Tremont Mortgage Trust (trmt) | COM | 894789106 | 607 | 69,000 | SH | SOLE | 69,000 | 0 | 0 | ||
| Intel Corp (intc) | COM | 458140100 | 567 | 10,566 | SH | SOLE | 10,566 | 0 | 0 | ||
| ProShares Tr II Ultra Short Futures (uvxy) | ETF | 74347w148 | 565 | 14,520 | SH | SOLE | 14,520 | 0 | 0 | ||
| International Paper Company (ip) | COM | 460146103 | 543 | 11,742 | SH | SOLE | 11,742 | 0 | 0 | ||
| Chardan Healthcare Acquisition Corp Unit | COM | 15957A207 | 500 | 49,825 | SH | SOLE | 49,825 | 0 | 0 | ||
| Chevron Corporation (cvx) | COM | 166764100 | 454 | 3,682 | SH | SOLE | 3,682 | 0 | 0 | ||
| ProShares Short S&P500 (sh) | ETF | 74347B425 | 413 | 14,920 | SH | SOLE | 14,920 | 0 | 0 | ||
| Catalyst Biosciences, Inc. (cbio) | COM | 14888d208 | 283 | 34,930 | SH | SOLE | 34,930 | 0 | 0 | ||
| KONINKLIJKE PHILIPS N V (phg) | COM | 500472303 | 234 | 5,735 | SH | SOLE | 5,735 | 0 | 0 | ||
| Invesco QQQ TR ETF SERIES 1 (qqq) | ETF | 46090e103 | 234 | 1,304 | SH | SOLE | 1,304 | 0 | 0 | ||
| Harris Corp (hrs) | COM | 413875105 | 231 | 1,445 | SH | SOLE | 1,445 | 0 | 0 | ||
| ADVANCED MICRO DEVICES INC (amd) | COM | 007903107 | 229 | 8,955 | SH | SOLE | 8,955 | 0 | 0 | ||
| Discovery Inc. (disca) | COM | 25470F104 | 226 | 8,375 | SH | SOLE | 8,375 | 0 | 0 | ||
| Briggs & Stratton Corp. (bgg) | COM | 109043109 | 184 | 15,580 | SH | SOLE | 15,580 | 0 | 0 | ||
| New Senior Investment Group Inc. (snr) | COM | 648691103 | 167 | 30,665 | SH | SOLE | 30,665 | 0 | 0 | ||
| UQM Technologies Inc. (uqm) | COM | 903213106 | 165 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| STMicroelectronics N.V. (stm) | COM | 861012102 | 157 | 10,545 | SH | SOLE | 10,545 | 0 | 0 | ||
| Cedar Realty Tr Com (cdr) | COM | 150602209 | 128 | 37,560 | SH | SOLE | 37,560 | 0 | 0 | ||
| Oaktree Specialty Lending Corp. (ocsl) | COM | 67401P108 | 66 | 12,820 | SH | SOLE | 12,820 | 0 | 0 | ||