The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ProShares UltraShort S&P 500 (sds) | ETF | 74347B300 | 15,222 | 459,890 | SH | SOLE | 459,890 | 0 | 0 | ||
| SPDR S&P 500 TRUST ETF (spy) | ETF | 78462F103 | 10,904 | 37,507 | SH | SOLE | 37,507 | 0 | 0 | ||
| Vanguard Index S&P 500 (voo) | ETF | 922908363 | 9,502 | 35,582 | SH | SOLE | 35,582 | 0 | 0 | ||
| S&P 500 INDX (ivv) | ETF | 464287200 | 9,462 | 32,324 | SH | SOLE | 32,324 | 0 | 0 | ||
| AT&T, Inc.(t) | COM | 00206R102 | 5,633 | 167,769 | SH | SOLE | 167,769 | 0 | 0 | ||
| Nokia Corp (nok) | ADR | 654902204 | 4,221 | 756,540 | SH | SOLE | 756,540 | 0 | 0 | ||
| ALPS ALERIAN MLP ETF (amlp) | COM | 00162Q866 | 3,949 | 369,762 | SH | SOLE | 369,762 | 0 | 0 | ||
| Newell Brands Inc. (nwl) | COM | 651229106 | 3,800 | 187,217 | SH | SOLE | 187,217 | 0 | 0 | ||
| Corporate Capital Trust, Inc. (cct) | COM | 219880101 | 3,459 | 226,687 | SH | SOLE | 226,687 | 0 | 0 | ||
| WELLS FARGO COMPANY (wfc) | COM | 949746101 | 2,556 | 48,635 | SH | SOLE | 48,635 | 0 | 0 | ||
| CVS Health Corp (cvs) | COM | 126650100 | 2,545 | 32,336 | SH | SOLE | 32,336 | 0 | 0 | ||
| Barings BDC, Inc. (bbdc) | COM | 06759L103 | 2,487 | 248,480 | SH | SOLE | 248,480 | 0 | 0 | ||
| New York Community Bancorp Inc. (nycb) | COM | 649445103 | 2,474 | 238,639 | SH | SOLE | 238,639 | 0 | 0 | ||
| Telefonica, S.A. (tef) | ADR | 879382208 | 2,457 | 312,602 | SH | SOLE | 312,602 | 0 | 0 | ||
| Olin Corp. (oln) | COM | 680665205 | 2,448 | 95,328 | SH | SOLE | 95,328 | 0 | 0 | ||
| The Walt Disney Company (dis) | COM | 254687106 | 2,427 | 20,761 | SH | SOLE | 20,761 | 0 | 0 | ||
| CENTURYLINK INC (ctl) | COM | 156700106 | 2,355 | 111,087 | SH | SOLE | 111,087 | 0 | 0 | ||
| Chevron Corporation (cvx) | COM | 166764100 | 2,037 | 16,666 | SH | SOLE | 16,666 | 0 | 0 | ||
| GLAXOSMITHKLINE PLC-ADR (gsk) | COM | 37733W105 | 1,998 | 49,752 | SH | SOLE | 49,752 | 0 | 0 | ||
| Marvell Tech Group (mrvl) | COM | G5876H105 | 1,810 | 93,802 | SH | SOLE | 93,802 | 0 | 0 | ||
| Nabors Industries Ltd. (nbr) | COM | G6359F103 | 1,765 | 286,636 | SH | SOLE | 286,636 | 0 | 0 | ||
| CITIGROUP INC COM (c) | COM | 172967424 | 1,750 | 24,397 | SH | SOLE | 24,397 | 0 | 0 | ||
| Merck & Company Inc. (mrk) | COM | 58933Y105 | 1,648 | 23,241 | SH | SOLE | 23,241 | 0 | 0 | ||
| International Paper Company (ip) | COM | 460146103 | 1,607 | 32,702 | SH | SOLE | 32,702 | 0 | 0 | ||
| KINDER MORGAN INC DEL (kmi) | COM | 49456B101 | 1,483 | 83,653 | SH | SOLE | 83,653 | 0 | 0 | ||
| ISHARES S&P 500 ETF GROWTH (ivw) | ETF | 464287309 | 1,473 | 8,318 | SH | SOLE | 8,318 | 0 | 0 | ||
| JOHNSON & JOHNSON (jnj) | COM | 478160104 | 1,434 | 10,381 | SH | SOLE | 10,381 | 0 | 0 | ||
| TELEFONICA BRASIL SA SPONSORED ADR (viv) | ADR | 87936R106 | 1,369 | 140,799 | SH | SOLE | 140,799 | 0 | 0 | ||
| SPDR Gold Trust (gld) | ETF | 78463V107 | 1,343 | 11,913 | SH | SOLE | 11,913 | 0 | 0 | ||
| PEPSICO INC (pep) | COM | 713448108 | 1,341 | 11,997 | SH | SOLE | 11,997 | 0 | 0 | ||
| J M SMUCKER CO (sjm) | COM | 832696405 | 1,312 | 12,792 | SH | SOLE | 12,792 | 0 | 0 | ||
| Intel Corp (intc) | COM | 458140100 | 1,298 | 27,461 | SH | SOLE | 27,461 | 0 | 0 | ||
| BANK OF AMERICA CORP (bac) | COM | 060505104 | 1,292 | 43,862 | SH | SOLE | 43,862 | 0 | 0 | ||
| ROYAL DUTCH SHELL PLC SPONSORED (rds a) | ADR | 780259206 | 1,245 | 18,281 | SH | SOLE | 18,281 | 0 | 0 | ||
| Tremont Mortgage Trust (trmt) | COM | 894789106 | 1,227 | 104,500 | SH | SOLE | 104,500 | 0 | 0 | ||
| INTERNATIONAL BUSINESS MACHINE CORP (ibm) | COM | 459200101 | 1,152 | 7,622 | SH | SOLE | 7,622 | 0 | 0 | ||
| Oaktree Specialty Lending Corp. (ocsl) | COM | 67401P108 | 1,140 | 230,010 | SH | SOLE | 230,010 | 0 | 0 | ||
| Medley Management Inc. (mdly) | COM | 58503T106 | 1,042 | 198,540 | SH | SOLE | 198,540 | 0 | 0 | ||
| ISHARES ETF TRANSPORTATION AVERAGE (iyt) | ETF | 464287192 | 1,031 | 5,045 | SH | SOLE | 5,045 | 0 | 0 | ||
| NUCOR CORP (nue) | COM | 670346105 | 1,016 | 16,015 | SH | SOLE | 16,015 | 0 | 0 | ||
| First Tr Nasdaq Cybersecurity ETF (cibr) | COM | 33734X846 | 937 | 32,885 | SH | SOLE | 32,885 | 0 | 0 | ||
| IShares DJ Aerospace & Defense ETF (ita) | ETF | 464288760 | 886 | 4,095 | SH | SOLE | 4,095 | 0 | 0 | ||
| Invesco Dynamic Pharmaceuticals ETF (pjp) | ETF | 73935X799 | 885 | 12,050 | SH | SOLE | 12,050 | 0 | 0 | ||
| Gap Inc. (gps) | COM | 364760108 | 885 | 30,700 | SH | SOLE | 30,700 | 0 | 0 | ||
| Procter & Gamble Co. (pg) | COM | 742718109 | 841 | 10,106 | SH | SOLE | 10,106 | 0 | 0 | ||
| Uniti Group Inc. (unit) | COM | 91325V108 | 838 | 41,592 | SH | SOLE | 41,592 | 0 | 0 | ||
| Ford Motor (f) | COM | 345370860 | 779 | 84,317 | SH | SOLE | 84,317 | 0 | 0 | ||
| First Trust Arca Biotech ETF (fbt) | ETF | 33733E203 | 772 | 4,875 | SH | SOLE | 4,875 | 0 | 0 | ||
| B Riley Financial 2023, 6.875 Pfd (rilyi) | COM | 05580M504 | 751 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| IShares S&P Global 100 Index (ioo) | ETF | 464287572 | 749 | 15,365 | SH | SOLE | 15,365 | 0 | 0 | ||
| Martin Midstream Partners LP (mmlp) | COM | 573331105 | 739 | 63,710 | SH | SOLE | 63,710 | 0 | 0 | ||
| KOHLS CORP (kss) | COM | 500255104 | 712 | 9,553 | SH | SOLE | 9,553 | 0 | 0 | ||
| Global Medical REIT, Inc. (gmre) | COM | 37954A104 | 690 | 73,302 | SH | SOLE | 73,302 | 0 | 0 | ||
| Triplepoint Venture Growth Corp (tpvg) | COM | 89677Y100 | 605 | 44,583 | SH | SOLE | 44,583 | 0 | 0 | ||
| Bristol Myers-Squibb (bmy) | COM | 110122108 | 594 | 9,569 | SH | SOLE | 9,569 | 0 | 0 | ||
| ProShares Short S&P500 (sh) | ETF | 74347R503 | 570 | 20,865 | SH | SOLE | 20,865 | 0 | 0 | ||
| Amgen Inc (amgn) | COM | 031162100 | 541 | 2,612 | SH | SOLE | 2,612 | 0 | 0 | ||
| Solar Senior Capital Ltd. (suns) | COM | 83416M105 | 525 | 31,476 | SH | SOLE | 31,476 | 0 | 0 | ||
| B Riley Financial, 5/31/23, 7.375 (rilyh) | COM | 05580M504 | 520 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| Global Partners LP, 9.75 Pfd (glpru) | COM | 37946R208 | 512 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| Monroe Capital Corp 2023,5.75 Pfd (mrccl) | COM | 610335200 | 499 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| CBL & ASSOC PROPERTIES REIT INC (cbl) | COM | 124830100 | 487 | 122,062 | SH | SOLE | 122,062 | 0 | 0 | ||
| US BANCORP NEW (usb) | COM | 902973304 | 480 | 9,104 | SH | SOLE | 9,104 | 0 | 0 | ||
| Spark Energy Pfd Series A, 8.75 (spkep) | COM | 846511202 | 462 | 19,600 | SH | SOLE | 19,600 | 0 | 0 | ||
| Pref Apartment Communities, Inc. (apts) | COM | 74039L103 | 413 | 23,530 | SH | SOLE | 23,530 | 0 | 0 | ||
| TARGET CORP (tgt) | COM | 87612E106 | 404 | 4,581 | SH | SOLE | 4,581 | 0 | 0 | ||
| ProShares Tr II Ultra Short Futures (uvxy) | ETF | 74347W346 | 385 | 10,480 | SH | SOLE | 10,480 | 0 | 0 | ||
| Bed Bath & Beyond (bbby) | COM | 075896100 | 330 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
| Great Elm Cap Corp Nts 8.25 Qtr (geccm) | COM | 390320406 | 328 | 13,106 | SH | SOLE | 13,106 | 0 | 0 | ||
| Ishares S&P Global Healthcare ETF (ixj) | ETF | 464287325 | 317 | 5,035 | SH | SOLE | 5,035 | 0 | 0 | ||
| Oaktree Capital Group 6.55 Pfd (oktgp) | COM | 674001409 | 267 | 10,760 | SH | SOLE | 10,760 | 0 | 0 | ||
| JPMorgan Chase & Co. (jpm) | COM | 46625H100 | 264 | 2,348 | SH | SOLE | 2,348 | 0 | 0 | ||
| MACY'S INC (m) | COM | 55616P104 | 260 | 7,501 | SH | SOLE | 7,501 | 0 | 0 | ||
| ISHARES ETF RUSSELL 2000 (iwm) | ETF | 464287655 | 254 | 1,507 | SH | SOLE | 1,507 | 0 | 0 | ||
| Gaming & Leisure Pptys Inc. (glpi) | COM | 36467J108 | 248 | 7,050 | SH | SOLE | 7,050 | 0 | 0 | ||
| SPDR S&P RETAIL ETF (xrt) | ETF | 78464A714 | 246 | 4,840 | SH | SOLE | 4,840 | 0 | 0 | ||
| Invesco QQQ TR ETF SERIES 1 (qqq) | ETF | 73935A104 | 237 | 1,279 | SH | SOLE | 1,279 | 0 | 0 | ||
| Wheeler REIT, Pfd D.8.75 (whlrd) | COM | 963025606 | 232 | 11,100 | SH | SOLE | 11,100 | 0 | 0 | ||
| Gilead Sciences Inc (gild) | COM | 375558103 | 203 | 2,640 | SH | SOLE | 2,640 | 0 | 0 | ||
| Cardinal Health Inc. (cah) | COM | 14149Y108 | 201 | 3,730 | SH | SOLE | 3,730 | 0 | 0 | ||
| SOFTBANK CORP ADR (sftby) | COM | 83404D109 | 201 | 4,045 | SH | SOLE | 4,045 | 0 | 0 | ||