0000820434-17-000001.txt : 20170515 0000820434-17-000001.hdr.sgml : 20170515 20170515170847 ACCESSION NUMBER: 0000820434-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170515 EFFECTIVENESS DATE: 20170515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PVG ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0000820434 IRS NUMBER: 841060461 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17570 FILM NUMBER: 17845637 BUSINESS ADDRESS: STREET 1: 24918 GENESEE TRAIL ROAD CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 3038747478 MAIL ADDRESS: STREET 1: 24918 GENESEE TRAIL ROAD CITY: GOLDEN STATE: CO ZIP: 80401 FORMER COMPANY: FORMER CONFORMED NAME: PVG ASSET MANAGEMENT CORP /ADV DATE OF NAME CHANGE: 20130326 FORMER COMPANY: FORMER CONFORMED NAME: PVG ASSET MANAGEMENT CORP /ADV DATE OF NAME CHANGE: 19870821 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000820434 XXXXXXXX 03-31-2017 03-31-2017 PVG ASSET MANAGEMENT CORP

24918 GENESEE TRAIL ROAD GOLDEN CO 80401

13F HOLDINGS REPORT 028-17570 N Patrick Adams 303-874-7474 Patrick Adams Centennial CO 05-15-2017 0 90 323478859 false INFORMATION TABLE 2 PositionReport033117.xml ProShares Short S&P500 (sh) ETF 74347R503 51203888 1484601 SH SOLE 1484601 0 0 CENTURYLINK INC (ctl) COM 156700106 12567783 533211 SH SOLE 533211 0 0 BP PLC SPONS ADR (bp) ADR 055622104 10251369 296969 SH SOLE 296969 0 0 SPDR S&P 500 TRUST ETF (spy) ETF 78462F103 9371136 39752 SH SOLE 39752 0 0 S&P 500 INDX (ivv) ETF 464287200 8672930 36553 SH SOLE 36553 0 0 Staples Inc. (spls) COM 855030102 8636581 984787 SH SOLE 984787 0 0 Vanguard Index S&P 500 (voo) ETF 922908363 8627388 39877 SH SOLE 39877 0 0 SELECT SECTOR SPDR TRUST ENERG (xle) ETF 81369Y506 8318100 119000 SH SOLE 119000 0 0 ASTRAZENECA PLC SPON ADR (azn) COM 046353108 8241979 264675 SH SOLE 264675 0 0 Exxon Mobil Corporation (xom) COM 30231G102 6538001 79722 SH SOLE 79722 0 0 International Paper Company (ip) COM 460146103 6390256 125842 SH SOLE 125842 0 0 General Mills (gis) COM 370334104 6352013 107643 SH SOLE 107643 0 0 New Senior Investment Group Inc. (snr) COM 648691103 5693232 558160 SH SOLE 558160 0 0 Global Medical REIT, Inc. (gmre) COM 37954A104 5396053 594279 SH SOLE 594279 0 0 NUCOR CORP (nue) COM 670346105 5386744 90200 SH SOLE 90200 0 0 WindStream Corp (win) COM 97382A101 5321475 976417 SH SOLE 976417 0 0 CVS Health Corp (cvs) COM 126650100 5067489 64554 SH SOLE 64554 0 0 CYS INVESTMENTS INC (cys) COM 23281A307 5042518 634279 SH SOLE 634279 0 0 Independence Realty Trust, Inc. (irt) COM 45378A106 4953357 528640 SH SOLE 528640 0 0 Invesco Mortgage Capital (ivr) COM 46131B100 4625336 299957 SH SOLE 299957 0 0 CBL & ASSOC PROPERTIES REIT INC (cbl) COM 124830100 4593758 481526 SH SOLE 481526 0 0 FRONTIER COMMUNICATIONS CORP (ftr) COM 35906A108 4470524 2089030 SH SOLE 2089030 0 0 UNITED PARCEL SERVICE INC (ups) COM 911312106 4267106 39768 SH SOLE 39768 0 0 Industrial Select Sector (xli) ETF 81369Y704 4198386 64531 SH SOLE 64531 0 0 ProShares TR UltraShort QQQ New (qid) ETF 74348A426 4152564 217868 SH SOLE 217868 0 0 GLAXOSMITHKLINE PLC-ADR (gsk) COM 37733W105 4138172 98154 SH SOLE 98154 0 0 J M SMUCKER CO (sjm) COM 832696405 4135967 31553 SH SOLE 31553 0 0 AT&T, Inc.(t) COM 00206R102 4071758 97996 SH SOLE 97996 0 0 ARES CAPITAL CORP (arcc) COM 029066107 3943469 226897 SH SOLE 226897 0 0 Arlington Asset Investment (ai) COM 041356205 3901179 276092 SH SOLE 276092 0 0 Intel Corp (intc) COM 458140100 3765960 104407 SH SOLE 104407 0 0 Uniti Group Inc. (unit) COM 91325V108 3745820 144906 SH SOLE 144906 0 0 Wells Fargo & Co (wfc prj) BOND 949746879 3634240 138500 SH SOLE 138500 0 0 Whitestone REIT (wsr) COM 966084204 3524452 254657 SH SOLE 254657 0 0 Gap Inc. (gps) COM 364760108 3495889 143923 SH SOLE 143923 0 0 COCA-COLA COMPANY (ko) COM 191216100 3409799 80344 SH SOLE 80344 0 0 Axis Capital Holdings Ltd (axs prc) COM G0692U307 3389752 135753 SH SOLE 135753 0 0 MACY'S INC (m) COM 55616P104 3273263 110434 SH SOLE 110434 0 0 HANESBRANDS INC (hbi) COM 410345102 3228906 155535 SH SOLE 155535 0 0 Prospect Capital Corp. (psec) COM 74348T102 2871937 317692 SH SOLE 317692 0 0 Sr. Housing Properties Trust (snh) COM 81721M109 2823144 139414 SH SOLE 139414 0 0 Merck & Company Inc. (mrk) COM 58933Y105 2780917 43766 SH SOLE 43766 0 0 VODAFONE GROUP PLC SPONSORED ADR (vod) ADR 92857W308 2687508 101684 SH SOLE 101684 0 0 Pfizer Inc. (pfe) COM 717081103 2566742 75029 SH SOLE 75029 0 0 Telefonica, S.A. (tef) COM 879382208 2483416 221931 SH SOLE 221931 0 0 TWO HARBORS INVT CORP (two) COM 90187B101 2390305 249249 SH SOLE 249249 0 0 General Electric Company (ge) COM 369604103 2314688 77674 SH SOLE 77674 0 0 SELECT INCOME REIT (sir) ETF 81618T100 2239500 86836 SH SOLE 86836 0 0 DOLLAR GENERAL CORP (dg) COM 256677105 2196564 31501 SH SOLE 31501 0 0 Guess INC (ges) COM 401617105 1988401 178332 SH SOLE 178332 0 0 Aegon NV 8.000 02/15/2042 (aek) COM 007924608 1870560 72000 SH SOLE 72000 0 0 DCP Midstream, LP (dcp) COM 25746U208 1726120 44000 SH SOLE 44000 0 0 Triplepoint Venture Growth Corp (tpvg) COM 89677Y100 1715177 123040 SH SOLE 123040 0 0 Alpine Global Premier Pptys Fd (awp) COM 02083A103 1642795 287202 SH SOLE 287202 0 0 WAL-MART STORES INC (wmt) COM 931142103 1538908 21350 SH SOLE 21350 0 0 TARGET CORP (tgt) COM 87612E106 1519491 27532 SH SOLE 27532 0 0 Verizon Communications (vz) COM 92343V104 1462500 30000 SH SOLE 30000 0 0 MDU RESOURCES GROUP INC (mdu) COM 552690109 1395870 51000 SH SOLE 51000 0 0 The Western Union Company (wu) COM 959802109 1363450 67000 SH SOLE 67000 0 0 TPG Specialty Lending Inc. (tslx) COM 87265K102 1323107 64890 SH SOLE 64890 0 0 Solar Senior Capital Ltd. (suns) COM 83416M105 1315470 73163 SH SOLE 73163 0 0 Sunstone Hotel Investors, Inc. (sho) COM 867892200 1303050 85000 SH SOLE 85000 0 0 MEDLEY CAPITAL CORP (mcc) COM 58503F106 1268353 164935 SH SOLE 164935 0 0 Solar Capital Ltd. (slrc) COM 83413U100 1202176 53170 SH SOLE 53170 0 0 BlackRock Kelso Capital Corp. (bkcc) COM 092533108 1179360 156206 SH SOLE 156206 0 0 THL CREDIT INC (tcrd) COM 872438106 1174284 117900 SH SOLE 117900 0 0 Caterpillar Inc. (cat) COM 149123101 1168590 12598 SH SOLE 12598 0 0 Carnival Corporation (ccl) COM 143658300 1030925 17500 SH SOLE 17500 0 0 LEXINGTON REALTY TRUST REIT (lxp) COM 529043101 1021922 102397 SH SOLE 102397 0 0 JPMorgan Chase & Co. (jpm) COM 46625H100 1013673 11540 SH SOLE 11540 0 0 INGERSOLL-RAND PLC SHARES (ir) COM G47791101 975840 12000 SH SOLE 12000 0 0 SPDR Ser Tr S&P Biotech ETF (xbi) ETF 78464A870 886511 12785 SH SOLE 12785 0 0 Cedar Fair, L.P. (fun) COM 150185106 793377 11700 SH SOLE 11700 0 0 ProShares UltraShort S&P 500 (sds) ETF 74347B300 785964 58436 SH SOLE 58436 0 0 Ishares S&P Europe 350 (iev) ETF 464287861 629214 15035 SH SOLE 15035 0 0 PureFunds ISE Cyber Security ETF (hack) ETF 26924G201 608850 20625 SH SOLE 20625 0 0 BEST BUY CO INC (bby) COM 086516101 530820 10800 SH SOLE 10800 0 0 MCDONALDS CORP (mcd) COM 580135101 505479 3900 SH SOLE 3900 0 0 HOME DEPOT INC (hd) COM 437076102 502599 3423 SH SOLE 3423 0 0 Sysco Corp. (syy) COM 871829107 477664 9200 SH SOLE 9200 0 0 CA, Inc. (ca) COM 12673P105 475800 15000 SH SOLE 15000 0 0 Global X Lithium & Battery Tech ETF (lit) ETF 37954Y855 304571 10835 SH SOLE 10835 0 0 Global X Fds Social Media ETF (socl) ETF 37950E416 302560 12200 SH SOLE 12200 0 0 Schwab Fundamental Intl Small ETF (fndc) ETF 808524748 299714 9785 SH SOLE 9785 0 0 Northern Tr Corp (ntrsp) COM 665859872 271799 10000 SH SOLE 10000 0 0 Facebook Inc. (fb) COM 30303M102 201426 1418 SH SOLE 1418 0 0 InfraCap MLP ETF (amza) ETF 26923G103 178488 15965 SH SOLE 15965 0 0 Axsome Therapeutics Inc. (axsm) COM 05464T104 80320 20595 SH SOLE 20595 0 0 Western Asset High Income Fd (hio) COM 95766K109 54356 10785 SH SOLE 10785 0 0 Enduro Royalty Trust (ndro) COM 29269K100 36012 10750 SH SOLE 10750 0 0