0001624339-18-000001.txt : 20180601
0001624339-18-000001.hdr.sgml : 20180601
20180601184729
ACCESSION NUMBER: 0001624339-18-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180531
FILED AS OF DATE: 20180601
DATE AS OF CHANGE: 20180601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wagner David G
CENTRAL INDEX KEY: 0001624339
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-16195
FILM NUMBER: 18876486
MAIL ADDRESS:
STREET 1: C/O II-VI INCORPORATED
STREET 2: 375 SAXONBURG BOULEVARD
CITY: SAXONBURG
STATE: PA
ZIP: 16056
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: II-VI INC
CENTRAL INDEX KEY: 0000820318
STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827]
IRS NUMBER: 251214948
STATE OF INCORPORATION: PA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 375 SAXONBURG BLVD
CITY: SAXONBURG
STATE: PA
ZIP: 16056
BUSINESS PHONE: 724-352-4455
MAIL ADDRESS:
STREET 1: 375 SAXONBURG BLVD
CITY: SAXONBURG
STATE: PA
ZIP: 16056
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-05-31
0
0000820318
II-VI INC
IIVI
0001624339
Wagner David G
C/O II-VI INCORPORATED
375 SAXONBURG BOULEVARD
SAXONBURG
PA
16056
0
1
0
0
VP, Human Resources
Common Stock
2018-05-31
4
M
0
4446
12.795
A
53248
D
Common Stock
2018-05-31
4
M
0
2133
12.075
A
55381
D
Common Stock
2018-05-31
4
S
0
6379
44.0753
D
49002
D
Common Stock
2018-05-31
4
S
0
200
44.625
D
48802
D
Common Stock
500
I
By Father
Option (Right to Buy)
12.795
2018-05-31
4
M
0
4446
0
D
2018-11-10
Common Stock
4446
4444
D
Option (Right to Buy)
12.075
2018-05-31
4
M
0
2133
0
D
2019-08-15
Common Stock
2133
2134
D
The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 15, 2017.
Represents the weighted average of multiple sale transactions ranging in price from $43.6000 to $44.5500. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
Represents the weighted average of multiple sale transactions ranging in price from $44.6000 to $44.6500. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
The options vested in full on November 10, 2013.
The options vested in full on August 15, 2014.
/s/ Jeffrey W. Acre, Attorney-in-Fact
2018-06-01