0001517296-16-000001.txt : 20160823 0001517296-16-000001.hdr.sgml : 20160823 20160823181644 ACCESSION NUMBER: 0001517296-16-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160820 FILED AS OF DATE: 20160823 DATE AS OF CHANGE: 20160823 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Xia Howard H. CENTRAL INDEX KEY: 0001517296 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 161847993 MAIL ADDRESS: STREET 1: BEIJING RIVIERA 384B, NO. 1 STREET 2: XIANG JIANG NORTH RD., CHAOYANG DISTRICT CITY: BEIJING STATE: F4 ZIP: 100103 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-08-20 0 0000820318 II-VI INC IIVI 0001517296 Xia Howard H. BEIJING RIVIERA 384B, NO. 1 XIANG JIANG NORTH RD., CHAOYANG DISTRICT BEIJING F4 100103 CHINA 1 0 0 0 Common Stock 2016-08-20 4 P 0 3696 21.67 A 30996 D Common Stock 4000 I Xia Family Trust Option (Right to Buy) 21.67 2016-08-20 4 A 0 9240 0 A 2026-08-20 Common Stock 9240 9240 D Restricted stock award granted to reporting person under the Issuer's Second Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 20, 2017. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. These options vest in four equal annual installments beginning on August 17, 2017. /s/ Michelle L. Freehling, Attorney-in-Fact 2016-08-23