0001517296-16-000001.txt : 20160823
0001517296-16-000001.hdr.sgml : 20160823
20160823181644
ACCESSION NUMBER: 0001517296-16-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160820
FILED AS OF DATE: 20160823
DATE AS OF CHANGE: 20160823
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: II-VI INC
CENTRAL INDEX KEY: 0000820318
STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827]
IRS NUMBER: 251214948
STATE OF INCORPORATION: PA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 375 SAXONBURG BLVD
CITY: SAXONBURG
STATE: PA
ZIP: 16056
BUSINESS PHONE: 724-352-4455
MAIL ADDRESS:
STREET 1: 375 SAXONBURG BLVD
CITY: SAXONBURG
STATE: PA
ZIP: 16056
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Xia Howard H.
CENTRAL INDEX KEY: 0001517296
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-16195
FILM NUMBER: 161847993
MAIL ADDRESS:
STREET 1: BEIJING RIVIERA 384B, NO. 1
STREET 2: XIANG JIANG NORTH RD., CHAOYANG DISTRICT
CITY: BEIJING
STATE: F4
ZIP: 100103
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-08-20
0
0000820318
II-VI INC
IIVI
0001517296
Xia Howard H.
BEIJING RIVIERA 384B, NO. 1
XIANG JIANG NORTH RD., CHAOYANG DISTRICT
BEIJING
F4
100103
CHINA
1
0
0
0
Common Stock
2016-08-20
4
P
0
3696
21.67
A
30996
D
Common Stock
4000
I
Xia Family Trust
Option (Right to Buy)
21.67
2016-08-20
4
A
0
9240
0
A
2026-08-20
Common Stock
9240
9240
D
Restricted stock award granted to reporting person under the Issuer's Second Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 20, 2017.
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
These options vest in four equal annual installments beginning on August 17, 2017.
/s/ Michelle L. Freehling, Attorney-in-Fact
2016-08-23