II-VI INC false 0000820318 0000820318 2020-08-26 2020-08-26 0000820318 iivi:CommonStockNoParValueMember 2020-08-26 2020-08-26 0000820318 iivi:SeriesMandatoryConvertiblePreferredStockNoParValueMember 2020-08-26 2020-08-26

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 26, 2020

 

 

II-VI INCORPORATED

(Exact name of registrant as specified in its charter)

 

 

Commission File Number: 001-39375

 

Pennsylvania   25-1214948

(State or other jurisdiction

of incorporation)

 

(I.R.S. Employer

Identification No.)

 

375 Saxonburg Boulevard
Saxonburg, Pennsylvania 16056
(Address of principal executive offices, including zip code)

(724) 352-4455

(Registrant’s telephone number, including area code)

N/A

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240 13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

  

Trading

Symbol(s)

  

Name of each exchange

on which registered

Common Stock, no par value    IIVI    Nasdaq Global Select Market
Series A Mandatory Convertible Preferred Stock, no par value    IIVIP    Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 7.01.

Regulation FD Disclosure.

On August 26, 2020, II-VI Incorporated (the “Company”) announced that its Board of Directors declared a quarterly dividend of $2.80 per share of 6.00% Series A Mandatory Convertible Preferred Stock, payable in cash on October 1, 2020 to all shareholders of record as of the close of business on September 15, 2020. A copy of the press release announcing the dividend declaration is included as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference herein.

The information in this Current Report on Form 8-K, including the exhibit furnished pursuant to Item 9.01, shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities under that Section. Furthermore, the information in this Current Report on Form 8-K, including the exhibit furnished pursuant to Item 9.01 shall not be deemed to be incorporated by reference into the filings of the Company under the Securities Act of 1933.

 

Item 9.01.

Financial Statements and Exhibits.

 

Exhibit
No.

  

Description of Document

99.1    Press Release dated August 26, 2020.
104    Cover Page Interactive Data File (embedded within the Inline XBRL document).


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: August 26, 2020     II-VI Incorporated
    By:  

/s/ Jo Anne Schwendinger

      Jo Anne Schwendinger
      Chief Legal and Compliance Officer