0001191458-18-000003.txt : 20180830
0001191458-18-000003.hdr.sgml : 20180830
20180830075340
ACCESSION NUMBER: 0001191458-18-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180828
FILED AS OF DATE: 20180830
DATE AS OF CHANGE: 20180830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KRAMER FRANCIS J
CENTRAL INDEX KEY: 0001191458
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-16195
FILM NUMBER: 181045569
MAIL ADDRESS:
STREET 1: C/O II-VI INCORPORATED
STREET 2: 375 SAXONBURG BLVD
CITY: SAXONBURG
STATE: PA
ZIP: 16056
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: II-VI INC
CENTRAL INDEX KEY: 0000820318
STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827]
IRS NUMBER: 251214948
STATE OF INCORPORATION: PA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 375 SAXONBURG BLVD
CITY: SAXONBURG
STATE: PA
ZIP: 16056
BUSINESS PHONE: 724-352-4455
MAIL ADDRESS:
STREET 1: 375 SAXONBURG BLVD
CITY: SAXONBURG
STATE: PA
ZIP: 16056
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-08-28
0
0000820318
II-VI INC
IIVI
0001191458
KRAMER FRANCIS J
C/O II-VI INCORPORATED
375 SAXONBURG BLVD
SAXONBURG
PA
16056
1
0
0
0
Common Stock
2018-08-28
4
M
0
900
12.075
A
225790
D
Common Stock
2018-08-28
4
S
0
900
50
D
224890
D
Common Stock
2018-08-28
4
A
0
1608
0
A
226498
D
Common Stock
2018-08-29
4
M
0
10
12.075
A
226508
D
Common Stock
2018-08-29
4
S
0
10
50
D
226498
D
Common Stock
285401
I
By Spousal Limited Access Trust
Common Stock
89657
I
By GRAT
Option (Right to Buy)
12.075
2018-08-28
4
M
0
900
0
D
2019-08-15
Common Stock
900
59150
D
Option (Right to Buy)
49.9
2018-08-28
4
A
0
4020
0
A
2028-08-28
Common Stock
4020
4020
D
Option (Right to Buy)
12.075
2018-08-29
4
M
0
10
0
D
2019-08-15
Common Stock
10
59140
D
The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2018.
These shares represent a restricted stock award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 28, 2019.
The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
The grant of these options previously was reported as covering 34,100 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
These options vested on August 15, 2012.
These options will vest in four equal annual installments beginning on August 28, 2019.
/s/ Jeffrey W. Acre, Attorney-in-Fact
2018-08-30