0000820318-15-000027.txt : 20151203 0000820318-15-000027.hdr.sgml : 20151203 20151203164436 ACCESSION NUMBER: 0000820318-15-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151201 FILED AS OF DATE: 20151203 DATE AS OF CHANGE: 20151203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOGNEFEST PETER W CENTRAL INDEX KEY: 0001196392 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 151267852 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-12-01 0 0000820318 II-VI INC IIVI 0001196392 SOGNEFEST PETER W C/O II-VI INCORPORATED 375 SAXONBURG BLVD. SAXONBURG PA 16056 1 0 0 0 Common Stock 2015-12-01 4 M 0 7900 16.855 A 22497 D Common Stock 2015-12-01 4 S 0 7900 18.62 D 14597 D Common Stock 1120 I By Son Option (Right to buy) 16.855 2015-12-01 4 M 0 7900 0 D 2020-08-21 Common Stock 7900 0 D The reporting person disclaims beneficial ownership of shares owned by his son, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The option vested in 5 equal annual installments beginning on August 21, 2011. /s/ Michelle L. Freehling, Attorney-in-Fact 2015-12-03