0000820318-15-000004.txt : 20150209 0000820318-15-000004.hdr.sgml : 20150209 20150209162818 ACCESSION NUMBER: 0000820318-15-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150206 FILED AS OF DATE: 20150209 DATE AS OF CHANGE: 20150209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MATTERA VINCENT D JR CENTRAL INDEX KEY: 0001343837 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 15588894 MAIL ADDRESS: STREET 1: 601 APPLEHILL COURT CITY: GIBSONIA STATE: PA ZIP: 15044 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-02-06 0 0000820318 II-VI INC IIVI 0001343837 MATTERA VINCENT D JR 601 APPLEHILL COURT GIBSONIA PA 15044 1 1 0 0 President & COO Common Stock 2015-02-06 4 M 0 7701 9.36 A 138165 D Common Stock 2015-02-06 4 S 0 7701 17.0228 D 130464 D Common Stock 2015-02-09 4 M 0 16299 9.36 A 146763 D Common Stock 2015-02-09 4 S 0 5560 17.0799 D 141203 D Option (Right to buy) 9.36 2015-02-06 4 M 0 7701 0 D 2015-02-11 Common Stock 7701 16299 D Option (Right to buy) 9.36 2015-02-09 4 M 0 16299 0 D 2015-02-11 Common Stock 5560 0 D Represents the weighted average of multiple sales transactions ranging in price from $17.00 to $17.11. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Represents the weighted average of multiple sales transactions ranging in price from $17.05 to $17.16. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. The option vested in 5 equal annual installments beginning on February 11, 2005. /s/ Michelle L. Freehling, Attorney-in-Fact 2015-02-09