0000820318-14-000074.txt : 20141212 0000820318-14-000074.hdr.sgml : 20141212 20141212163152 ACCESSION NUMBER: 0000820318-14-000074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141211 FILED AS OF DATE: 20141212 DATE AS OF CHANGE: 20141212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MISTLER THOMAS E CENTRAL INDEX KEY: 0001196391 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 141284016 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-12-11 0 0000820318 II-VI INC IIVI 0001196391 MISTLER THOMAS E 826 WALKER STONE DRIVE CARY NC 27513-8379 1 0 0 0 Common Stock 2014-12-11 4 M 0 4000 9.545 A 18165 D Common Stock 2014-12-11 4 S 0 4000 14 D 14165 D Common Stock 1269772 I By Limited Partnerships Common Stock 361296 I By Trusts Option (Right to buy) 9.545 2014-12-11 4 M 0 4000 0 D 2015-02-24 Common Stock 4000 17600 D Represents the interests in trusts and limited partnerships held for the benefit of members of the reporting person's immediate family and others. The reporting person disclaims beneficial ownership of stock in the trusts and limited partnership except to the extent of his pecuniary interest therein. The option vested in 5 equal annual installments beginning on 2/24/05. /s/ Michelle L. Freehling, Attorney-in-Fact 2014-12-12