0000820318-14-000062.txt : 20140918 0000820318-14-000062.hdr.sgml : 20140918 20140918163906 ACCESSION NUMBER: 0000820318-14-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140918 FILED AS OF DATE: 20140918 DATE AS OF CHANGE: 20140918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON CARL J CENTRAL INDEX KEY: 0000945117 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 141110356 MAIL ADDRESS: STREET 1: C/O II-VI INCORPORATED STREET 2: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-09-18 0 0000820318 II-VI INC IIVI 0000945117 JOHNSON CARL J 18 WINDSOR RIDGE FRISCO TX 75034 1 0 0 0 Common Stock 2014-09-18 4 S 0 7000 12.95 D 2396117 I By LP Common Stock 2014-09-18 4 S 0 4000 12.0115 D 2392117 I By LP Common Stock 364253 D Common Stock 1454128 I By Spouse The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by CJ&M Holdings, L.P. (the "L.P.") on February 11, 2014, a family limited partnership of which the reporting person maintains control through his role as majority general partner. Represents the weighted average of multple sales transactions ranging in price from $12.75 to $13.05. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Represents the weighted average of multiple sales transactions ranging in price from $13.00 to $13.02. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. The reporting person disclaims beneficial ownership of shares owned by the L.P., except to the extent of his pecuniary interest therein. The reporting person disclaims beneficial ownership of shares owned by his spouse. /s/ Michelle L. Freehling, Attorney-in-Fact 2014-09-18