0000820318-14-000027.txt : 20140625 0000820318-14-000027.hdr.sgml : 20140625 20140618170529 ACCESSION NUMBER: 0000820318-14-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140616 FILED AS OF DATE: 20140618 DATE AS OF CHANGE: 20140618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAMER FRANCIS J CENTRAL INDEX KEY: 0001191458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 14928687 MAIL ADDRESS: STREET 1: C/O II-VI INCORPORATED STREET 2: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-06-16 0 0000820318 II-VI INC IIVI 0001191458 KRAMER FRANCIS J 10491 ALLANTE COURT GIBSONIA PA 15044 0 1 0 0 President & CEO Common Stock 2014-06-16 4 M 0 3000 8.44 A 386862 D Common Stock 2014-06-16 4 S 0 3000 14.2066 D 383862 D Common Stock 2014-06-17 4 M 0 7500 8.44 A 391362 D Common Stock 2014-06-17 4 S 0 7500 14.3299 D 383862 D Common Stock 2014-06-17 4 M 0 2500 8.44 A 386362 D Common Stock 285401 I By Spousal Limited Access Trust Option (right to buy) 8.44 2014-06-16 4 M 0 3000 0 D 2014-08-13 Common Stock 3000 25000 D Option (right to buy) 8.44 2014-06-17 4 M 0 10000 0 D 2014-08-13 Common Stock 10000 15000 D Represents the weighted average of multiple sales transactions ranging in price from $14.20 to $14.23. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Represents the weighted average of multiple sales transactions ranging in price from $14.30 to $14.40. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. The reporting person disclaims beneficial ownership of shares owned by his spouse. The option vested in five equal annual installments beginning on August 13, 2004. /s/ Michelle L. Freehling, Attorney-in-Fact 2014-06-18