0000820318-14-000004.txt : 20140212 0000820318-14-000004.hdr.sgml : 20140212 20140212083438 ACCESSION NUMBER: 0000820318-14-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140210 FILED AS OF DATE: 20140212 DATE AS OF CHANGE: 20140212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MATTERA VINCENT D JR CENTRAL INDEX KEY: 0001343837 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 14596766 MAIL ADDRESS: STREET 1: 601 APPLEHILL COURT CITY: GIBSONIA STATE: PA ZIP: 15044 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-02-10 0 0000820318 II-VI INC IIVI 0001343837 MATTERA VINCENT D JR 601 APPLEHILL COURT GIBSONIA PA 15044 0 1 0 0 COO Common Stock 2014-02-10 4 M 0 4070 6.6 A 126325 D Common Stock 2014-02-10 4 S 0 4070 15.5328 D 122255 D Common Stock 2014-02-11 4 M 0 4000 6.6 A 126255 D Common Stock 2014-02-11 4 S 0 4000 15.5966 D 122255 D Option (right to buy) 6.6 2014-02-10 4 M 0 4070 0 D 2014-02-11 Common Stock 4070 4000 D Option (right to buy) 6.6 2014-02-11 4 M 0 4000 0 D 2014-02-11 Common Stock 4000 0 D Represents the weighted average of multiple sales transactions ranging in price from $15.510 to $15.545. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Represents the weighted average of multiple sales transactions ranging in price from $15.50 to $15.65. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. The option vested in five equal annual installments beginning on February 11, 2004. /s/ Michelle L. Freehling, Attorney-in-Fact 2014-02-12