0000820318-13-000040.txt : 20130820 0000820318-13-000040.hdr.sgml : 20130820 20130820114553 ACCESSION NUMBER: 0000820318-13-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130817 FILED AS OF DATE: 20130820 DATE AS OF CHANGE: 20130820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOGNEFEST PETER W CENTRAL INDEX KEY: 0001196392 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 131050153 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-08-17 0 0000820318 II-VI INC IIVI 0001196392 SOGNEFEST PETER W 8308 CHAPPELLE COURT LAS VEGAS NV 89131 1 0 0 0 Common Stock 2013-08-17 4 A 0 4135 0 A 24637 D Common Stock 320 I By Son Option (Right to buy) 19.37 2013-08-17 4 A 0 8270 0 A 2023-08-17 Common Stock 8270 8270 D Restricted stock award granted to reporting person under the Issuer's 2012 Omnibus Incentive Plan. The award will vest in full three years from the grant date on August 17, 2016. The reporting person disclaims beneficial ownership of shares owned by his son, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The option vests in 5 equal annual installments beginning on August 17, 2014. /s/ Michelle L. Freehling, Attorney-in-Fact 2013-08-20