0000820318-13-000008.txt : 20130321 0000820318-13-000008.hdr.sgml : 20130321 20130321152457 ACCESSION NUMBER: 0000820318-13-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130319 FILED AS OF DATE: 20130321 DATE AS OF CHANGE: 20130321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON CARL J CENTRAL INDEX KEY: 0000945117 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 13707594 MAIL ADDRESS: STREET 1: C/O II-VI INCORPORATED STREET 2: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-03-19 0 0000820318 II-VI INC IIVI 0000945117 JOHNSON CARL J 18 WINDSOR RIDGE FRISCO TX 75034 1 0 0 0 Common Stock 2013-03-19 4 M 0 18100 8.44 A 3695633 D Common Stock 2013-03-19 4 S 0 18100 17.377 D 3677533 D Common Stock 2013-03-20 4 M 0 9900 8.44 A 3687433 D Common Stock 2013-03-20 4 S 0 9900 17.2621 D 3677533 D Common Stock 2013-03-20 4 M 0 8200 9.545 A 3685733 D Common Stock 2013-03-20 4 S 0 8200 17.2621 D 3677533 D Common Stock 1454128 I By Spouse Option (Right to buy) 8.44 2012-03-19 4 M 0 18100 0 D 2013-05-31 Common Stock 18100 9900 D Option (Right to buy) 8.44 2013-03-20 4 M 0 9900 0 D 2013-05-31 Common Stock 9900 0 D Option (Right to buy) 9.545 2013-03-20 4 M 0 8200 0 D 2013-05-31 Common Stock 8200 52200 D Represents the weighted average of multiple sales transactions ranging in price from $17.34 to $17.44. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Represents the weighted average of multiple sales transactions ranging in price from $17.09 to $17.42. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. The reporting person disclaims beneficial ownership of shares owned by his spouse. The option vested in five equal annual installments beginning on 8/13/2005. The option vested in five equal annual installments beginning on 2/24/2006. /s/ Michelle L. Freehling, Attorney-in-Fact 2013-03-21