0000820318-12-000021.txt : 20120801 0000820318-12-000021.hdr.sgml : 20120801 20120801104851 ACCESSION NUMBER: 0000820318-12-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120730 FILED AS OF DATE: 20120801 DATE AS OF CHANGE: 20120801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAMER FRANCIS J CENTRAL INDEX KEY: 0001191458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 12998914 MAIL ADDRESS: STREET 1: C/O II-VI INCORPORATED STREET 2: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-07-30 0 0000820318 II-VI INC IIVI 0001191458 KRAMER FRANCIS J 10491 ALLANTE COURT GIBSONIA PA 15044 1 1 0 0 President & CEO Common Stock 2012-07-30 4 M 0 10000 3.225 A 435588 D Common Stock 2012-07-30 4 S 0 10000 17.0465 D 425588 D Common Stock 160000 I By Spouse Option (right to buy) 3.225 2012-07-30 4 M 0 10000 0 D 2012-08-09 Common Stock 10000 0 D The sale reported in this Form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on May 10, 2012. Represents the weighted average of multiple sales transactions ranging in price from $16.86 to $17.32. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. The reporting person disclaims beneficial ownership of shares owned by his spouse. The option vested in five equal annual installments beginning on August 9, 2003. /s/ Michelle L. Freehling, Attorney-in-Fact 2012-08-01