0000820318-12-000009.txt : 20120319 0000820318-12-000009.hdr.sgml : 20120319 20120319095925 ACCESSION NUMBER: 0000820318-12-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120315 FILED AS OF DATE: 20120319 DATE AS OF CHANGE: 20120319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MATTERA VINCENT D JR CENTRAL INDEX KEY: 0001343837 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 12699415 MAIL ADDRESS: STREET 1: 601 APPLEHILL COURT CITY: GIBSONIA STATE: PA ZIP: 15044 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2012-03-15 0 0000820318 II-VI INC IIVI 0001343837 MATTERA VINCENT D JR 601 APPLEHILL COURT GIBSONIA PA 15044 0 1 0 0 Executive Vice President Common Stock 2012-03-15 4 M 0 10000 6.6 A 99786 D Common Stock 2012-03-15 4 S 0 10000 23.6373 D 89786 D Option (right to buy) 6.6 2012-03-15 4 M 0 10000 0 D 2014-02-11 Common Stock 10000 8070 D Represents the weighted average of multiple sales transactions ranging in price from $23.50 to $23.80. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. The option vested in five equal annual installments beginning on February 11, 2004. /s/ Michelle L. Freehling, Attorney-in-Fact 2012-03-19