0000820318-11-000029.txt : 20110927 0000820318-11-000029.hdr.sgml : 20110927 20110927124612 ACCESSION NUMBER: 0000820318-11-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110828 FILED AS OF DATE: 20110927 DATE AS OF CHANGE: 20110927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON CARL J CENTRAL INDEX KEY: 0000945117 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 111109180 MAIL ADDRESS: STREET 1: C/O II-VI INCORPORATED STREET 2: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-08-28 0 0000820318 II-VI INC IIVI 0000945117 JOHNSON CARL J 18 WINDSOR RIDGE FRISCO TX 75034 1 0 0 0 Common Stock 2011-09-26 4 S 0 3124 17.862 D 4064232 D Common Stock 2011-08-28 4 G 0 1300 0 D 4062932 D Common Stock 1454128 I By Spouse The sale reported in this Form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on March 25, 2011. Represents the weighted average of multiple sales transactions ranging in price from $17.72 to $18.00. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. The reporting person disclaims beneficial ownership of shares owned by his spouse. /s/ Michelle L. Freehling, Attorney-in-Fact 2011-09-27