0000820318-11-000022.txt : 20110824 0000820318-11-000022.hdr.sgml : 20110824 20110824091909 ACCESSION NUMBER: 0000820318-11-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110820 FILED AS OF DATE: 20110824 DATE AS OF CHANGE: 20110824 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MISTLER THOMAS E CENTRAL INDEX KEY: 0001196391 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 111052499 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-08-20 0 0000820318 II-VI INC IIVI 0001196391 MISTLER THOMAS E 506 WILDFLOWER LANE MEDIA PA 19063 1 0 0 0 Common Stock 2011-08-20 4 A 0 4650 0 A 4650 D Common Stock 1299772 I By Limited Partnerships Common Stock 365246 I By Trusts Option (Right to buy) 17.53 2011-08-20 4 A 0 9300 0 A 2021-08-20 Common Stock 9300 9300 D Restricted stock award granted to reporting person under the Issuer's 2009 Omnibus Incentive Plan. The award will vest in full three years from the grant date on August 20, 2014. Represents the interests in trusts and limited partnerships held for the benefit of members of the reporting person's immediate family and others. The reporting person disclaims beneficial ownership of stock in the trusts and limited partnerships except to the extent of his pecuniary interest therein. The option vests in 5 equal annual installments beginning on August 20, 2012. /s/ Michelle L. Freehling, Attorney-in-Fact 2011-08-24