0000820318-11-000018.txt : 20110823 0000820318-11-000018.hdr.sgml : 20110823 20110823143226 ACCESSION NUMBER: 0000820318-11-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110820 FILED AS OF DATE: 20110823 DATE AS OF CHANGE: 20110823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON CARL J CENTRAL INDEX KEY: 0000945117 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 111051843 MAIL ADDRESS: STREET 1: C/O II-VI INCORPORATED STREET 2: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-08-20 0 0000820318 II-VI INC IIVI 0000945117 JOHNSON CARL J 18 WINDSOR RIDGE FRISCO PA 75034 1 0 1 0 Common Stock 2011-08-20 4 A 0 4650 0 A 4070480 D Common Stock 1454128 I By Spouse Option (Right to buy) 17.53 2011-08-20 4 A 0 9300 0 A 2021-08-20 Common Stock 9300 9300 D Restricted stock award granted to reporting person under the Issuer's 2009 Omnibus Incentive Plan. The award will vest in full three years from the grant date on August 20, 2014. The reporting person disclaims beneficial ownership of shares owned by his spouse. The option vests in 5 equal annual installments beginning on August 20, 2012. /s/ Michelle L. Freehling, Attorney-in-Fact 2011-08-23