0000820318-11-000009.txt : 20110502 0000820318-11-000009.hdr.sgml : 20110502 20110502100957 ACCESSION NUMBER: 0000820318-11-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110428 FILED AS OF DATE: 20110502 DATE AS OF CHANGE: 20110502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PELAEZ MARC Y E CENTRAL INDEX KEY: 0001222113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 11798463 MAIL ADDRESS: STREET 1: 112 WORPLESDON CITY: WILLIAMSBURG STATE: VA ZIP: 23188 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-04-28 0 0000820318 II-VI INC IIVI 0001222113 PELAEZ MARC Y E 112 WORPLESDON WILLIAMSBURG VA 23188 1 0 0 0 Common Stock 2011-04-28 4 M 0 6500 7.085 A 10475 D Common Stock 2011-04-28 4 S 0 6500 58.248 D 3975 D Common Stock 2011-04-28 4 M 0 4500 7.085 A 8475 D Common Stock 2011-04-28 4 S 0 4500 58.8918 D 3975 D Option (Right to buy) 7.085 2011-04-28 4 M 0 11000 0 D 2012-11-01 Common Stock 11000 0 D Represents the weighted average of multiple sales transactions ranging in price from $57.78 to $58.70. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Represents the weighted average of multiple sales transactions ranging in price from $58.80 to $58.97. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. The option vested in five equal annual installments beginning on November 1, 2003. /s/ Michelle L. Freehling, Attorney-in-Fact 2011-05-02