-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FOGVD+vRga8sv9WIYds+BFUjC/zjRS0APUQcsds5gOBLbHBoFNcjxL7BpfFjCXPD DoQPjHnm63ukQj5guhHMrg== 0000820318-11-000002.txt : 20110208 0000820318-11-000002.hdr.sgml : 20110208 20110208082821 ACCESSION NUMBER: 0000820318-11-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110207 FILED AS OF DATE: 20110208 DATE AS OF CHANGE: 20110208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOGNEFEST PETER W CENTRAL INDEX KEY: 0001196392 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 11580446 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-02-07 0 0000820318 II-VI INC IIVI 0001196392 SOGNEFEST PETER W 8308 CHAPPELLE COURT LAS VEGAS NV 89131 1 0 0 0 Common Stock 2011-02-07 4 M 0 4600 20.08 A 13871 D Common Stock 2011-02-07 4 S 0 4600 50.3795 D 9271 D Common Stock 1160 I By Son Option (right to buy) 20.08 2011-02-07 4 M 0 4600 0 D 2019-02-07 Common Stock 4600 6900 D Represents the weighted average of multiple sales transactions ranging in price from $50.20 to $50.53. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. The reporting person disclaims beneficial ownership of shares owned by his son, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The option vests in five equal annual installments beginning on February 7, 2010. /s/ Michelle L. Freehling, Attorney-in-Fact 2011-02-08 -----END PRIVACY-ENHANCED MESSAGE-----