-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HveiClbUrNMaJ/LYs7/GshVC4wADoYu6O3HFxD8udTWVyOwFyib/ZMClAKO/r54/ UpVuL8KGPe37dH4gLfy4GA== 0000820318-10-000019.txt : 20100811 0000820318-10-000019.hdr.sgml : 20100811 20100811105607 ACCESSION NUMBER: 0000820318-10-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100809 FILED AS OF DATE: 20100811 DATE AS OF CHANGE: 20100811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON CARL J CENTRAL INDEX KEY: 0000945117 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16195 FILM NUMBER: 101006925 MAIL ADDRESS: STREET 1: C/O II-VI INCORPORATED STREET 2: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: II-VI INC CENTRAL INDEX KEY: 0000820318 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 251214948 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 BUSINESS PHONE: 724-352-4455 MAIL ADDRESS: STREET 1: 375 SAXONBURG BLVD CITY: SAXONBURG STATE: PA ZIP: 16056 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-08-09 0 0000820318 II-VI INC IIVI 0000945117 JOHNSON CARL J 18 WINDSOR RIDGE FRISCO TX 75034 1 0 0 0 Common Stock 2010-08-09 4 M 0 10000 8 A 2529212 D Common Stock 2010-08-09 4 S 0 10000 36.052 D 2519212 D Common Stock 2010-08-10 4 S 0 8500 35.463 D 2510712 D Common Stock 2010-08-10 4 S 0 1500 36.056 D 2509212 D Common Stock 727064 I By Spouse Option (Right to buy) 8 2010-08-09 4 M 0 10000 0 D 2010-08-11 Common Stock 10000 0 D Represents the weighted average of multiple sales transactions ranging in price from $35.89 to $36.31, $35.00 to $35.99 and $36.00 to $36.13, respectively. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC Commission staff, the Company or a security holder of the Company. The reporting person disclaims beneficial ownership of shares owned by his spouse. The option vested in five equal annual installments beginning on 8/11/2001. /s/ Michelle L. Freehling, Attorney-in-Fact 2010-08-11 -----END PRIVACY-ENHANCED MESSAGE-----