0001560208-24-000026.txt : 20240326 0001560208-24-000026.hdr.sgml : 20240326 20240326175325 ACCESSION NUMBER: 0001560208-24-000026 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240326 DATE AS OF CHANGE: 20240326 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 24785059 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-8001 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Brockman Dawn M. CENTRAL INDEX KEY: 0001937010 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: GENERAL COUNSEL'S OFFICE STREET 2: 1098 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 144 1 primary_doc.xml 144 0001937010 XXXXXXXX LIVE 0000820027 AMERIPRISE FINANCIAL INC 001-32525 901 THIRD AVENUE SOUTH MINNEAPOLIS MN 55402 612-671-3000 Brockman Dawn M. Officer Common Stock American Enterprise Investment Services, Inc.

1350 Ameriprise Financial Center Minneapolis MN 55474

224 97244.67 100290614 03/26/2024 NYSE Common Stock 03/26/2024 Employee Stock Options Ameriprise Financial, Inc. N 224 03/26/2024 Non-Qualified Stock Options Net Exercise Y 03/26/2024 Wendy B. Mahling, as Attorney-in-Fact for Dawn M. Brockman