0001415889-24-003649.txt : 20240213
0001415889-24-003649.hdr.sgml : 20240213
20240213204423
ACCESSION NUMBER: 0001415889-24-003649
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240209
FILED AS OF DATE: 20240213
DATE AS OF CHANGE: 20240213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRACCHIOLO JAMES M
CENTRAL INDEX KEY: 0001196484
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 24631464
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-8001
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
4
1
form4-02142024_010207.xml
X0508
4
2024-02-09
0000820027
AMERIPRISE FINANCIAL INC
AMP
0001196484
CRACCHIOLO JAMES M
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN
55474
true
true
false
false
CHAIRMAN AND CEO
0
Common Stock
2024-02-12
4
M
0
39834
179.84
A
228170
D
Common Stock
2024-02-12
4
F
0
29079
402.09
D
199091
D
Common Stock
2024-02-12
4
S
0
1644
400.8751
D
197447
D
Common Stock
2024-02-12
4
S
0
849
401.5789
D
196598
D
Common Stock
1695.78
I
By 401(k) Plan
Phantom Stock
2024-02-09
4
A
0
1054.9453
396.94
A
Common Stock
1054.9453
102208.3106
D
Employee Stock Option (right to buy)
179.84
2024-02-12
4
M
0
39834
0
D
2028-01-26
Common Stock
39834
0
D
Reflects the weighted average price of 1,644 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 12, 2024 with sale prices ranging from $400.46 to $401.29 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average price of 849 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 12, 2024 with sale prices ranging from $401.53 to $401.67 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 12, 2024. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.
Fully vested.
/s/ Wendy B. Mahling for James M. Cracchiolo
2024-02-13