0001415889-23-016262.txt : 20231211
0001415889-23-016262.hdr.sgml : 20231211
20231211204519
ACCESSION NUMBER: 0001415889-23-016262
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231207
FILED AS OF DATE: 20231211
DATE AS OF CHANGE: 20231211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sharpe Robert Francis JR
CENTRAL INDEX KEY: 0001340573
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32525
FILM NUMBER: 231479768
MAIL ADDRESS:
STREET 1: AMERIPRISE FINANCIAL, INC.
STREET 2: 50591 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC
CENTRAL INDEX KEY: 0000820027
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 133180631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
BUSINESS PHONE: 612-671-8001
MAIL ADDRESS:
STREET 1: 1099 AMERIPRISE FINANCIAL CENTER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55474
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP
DATE OF NAME CHANGE: 20030513
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS
DATE OF NAME CHANGE: 19950711
FORMER COMPANY:
FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/
DATE OF NAME CHANGE: 19920703
4
1
form4-12122023_011213.xml
X0508
4
2023-12-07
0000820027
AMERIPRISE FINANCIAL INC
AMP
0001340573
Sharpe Robert Francis JR
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN
55474
true
false
false
false
0
Common Stock
2023-12-07
4
G
0
30
0
D
550
I
By Reporting Person's Rev Trust
Common Stock
16500
I
By Trust for Family Member
Common Stock
3625
D
Common Stock
1650
I
By Irrev Trust for Family Member
The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.
Balances reflect that 600 shares previously reported as gifts from the reporting person's direct holdings should have been reported as gifts from the reporting person's revocable trust.
/s/ Wendy B. Mahling for Robert F. Sharpe, Jr.
2023-12-11