0001415889-23-016262.txt : 20231211 0001415889-23-016262.hdr.sgml : 20231211 20231211204519 ACCESSION NUMBER: 0001415889-23-016262 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231207 FILED AS OF DATE: 20231211 DATE AS OF CHANGE: 20231211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sharpe Robert Francis JR CENTRAL INDEX KEY: 0001340573 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32525 FILM NUMBER: 231479768 MAIL ADDRESS: STREET 1: AMERIPRISE FINANCIAL, INC. STREET 2: 50591 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-8001 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 4 1 form4-12122023_011213.xml X0508 4 2023-12-07 0000820027 AMERIPRISE FINANCIAL INC AMP 0001340573 Sharpe Robert Francis JR GENERAL COUNSEL'S OFFICE 1098 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MN 55474 true false false false 0 Common Stock 2023-12-07 4 G 0 30 0 D 550 I By Reporting Person's Rev Trust Common Stock 16500 I By Trust for Family Member Common Stock 3625 D Common Stock 1650 I By Irrev Trust for Family Member The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc. Balances reflect that 600 shares previously reported as gifts from the reporting person's direct holdings should have been reported as gifts from the reporting person's revocable trust. /s/ Wendy B. Mahling for Robert F. Sharpe, Jr. 2023-12-11