8-K 1 d8k.htm FORM 8-K DATED SEPTEMBER 10, 2002 Prepared by R.R. Donnelley Financial -- Form 8-K dated September 10, 2002
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
 
 
Date of Report (Date of earliest event reported)
    
September 10, 2002
      
 
FIRST USA BANK, NATIONAL ASSOCIATION

(Exact name of registrant as specified in its charter)
 
(As Servicer on behalf of FIRST USA CREDIT CARD MASTER TRUST)
 
Laws of the United States      

 
33-99362

 
51-0269396

(State or other jurisdiction of
incorporation or organization)
 
(Commission File Number)
 
(IRS Employer Identification
Number)
 
201 North Walnut Street, Wilmington, Delaware
    
19801

(Address of principal executive offices)
    
(Zip Code)
 
302/594-4000

Registrant’s telephone number, including area code
 
N/A

(Former name, former address and former fiscal year, if changed since last report)


 
Item 5.    Other Events
 
Pursuant to the terms of related Series Supplements to the Pooling and Servicing Agreement dated as of September 1, 1992, (together, the “Agreements”) as amended from time to time, between First USA Bank, National Association as transferor (the “Transferor”) and servicer (the “Servicer”) and The Bank of New York (Delaware) as trustee (the “Trustee”), relating to the Asset Backed Certificates listed below (the “Certificates”) issued by First USA Credit Card Master Trust (the “Trust”), the Trustee made payments relating to the collections for the period of August 1 through August 31, 2002 (the “Collection Period”), on the Series Certificates to those persons in whose names the Certificates were registered as of the last business day of the Collection Period.
 
Series
    
Original Principal
Amount
(Class A)
    
Original Principal
Amount
(Class B)
  
Pooling and
Servicing Supplement
Date
  
Interest
Type
    
Interest
Payment
    
Principal
Payment

1996-2
    
600,000,000
    
54,300,000
  
June 4, 1996
  
Floating
    
Yes
    
no
1996-4
    
500,000,000
    
45,180,000
  
August 6, 1996
  
Floating
    
Yes
    
no
1996-6
    
862,650,000
    
78,000,000
  
December 13, 1996
  
Floating
    
Yes
    
no
1996-8
    
400,000,000
    
36,200,000
  
December 11, 1996
  
Floating
    
Yes
    
no
1997-1
    
750,000,000
    
67,770,000
  
February 4, 1997
  
Floating
    
Yes
    
no
1997-2
    
500,000,000
    
45,180,000
  
May 8, 1997
  
Floating
    
Yes
    
no
1997-4
    
500,000,000
    
45,180,000
  
June 10, 1997
  
Floating
    
Yes
    
no
1997-5
    
650,000,000
    
58,735,000
  
August 7, 1997
  
Floating
    
Yes
    
no
1997-7
    
500,000,000
    
45,180,000
  
September 9, 1997
  
Floating
    
Yes
    
no
1997-8
    
780,000,000
    
70,482,000
  
September 23, 1997
  
Floating
    
Yes
    
no
1997-9
    
500,000,000
    
45,180,000
  
October 9, 1997
  
Floating
    
Yes
    
no
1998-1
    
700,000,000
    
63,253,000
  
May 21, 1998
  
Floating
    
Yes
    
no
1998-4
    
700,000,000
    
63,253,000
  
July 22, 1998
  
Floating
    
Yes
    
no
1998-5
    
650,000,000
    
58,735,000
  
August 27, 1998
  
Floating
    
Yes
    
no
1998-6
    
800,000,000
    
72,289,000
  
August 27, 1998
  
Floating
    
Yes
    
no
1998-8
    
500,000,000
    
45,180,000
  
September 17, 1998
  
Floating
    
Yes
    
no
1998-9
    
650,000,000
    
44,828,000
  
December 22, 1998
  
Fixed
    
Yes
    
no
1999-1
    
1,000,000,000
    
90,361,000
  
February 24, 1999
  
Floating
    
Yes
    
no
1999-2
    
500,000,000
    
45,180,000
  
February 24, 1999
  
Floating
    
Yes
    
no
1999-3
    
700,000,000
    
54,167,000
  
May 4, 1999
  
Floating
    
Yes
    
no
2001-1
    
750,000,000
    
58,036,000
  
January 30, 2001
  
Floating
    
Yes
    
no
2001-2
    
1,250,000,000
    
96,727,000
  
March 19, 2001
  
Floating
    
Yes
    
no
2001-3
    
630,000,000
    
48,750,000
  
March 29, 2001
  
Floating
    
Yes
    
no
2001-4
    
600,000,000
    
46,428,000
  
May 16, 2001
  
Floating
    
Yes
    
no
 
*
 
Interest relating to the collection period is set aside by the Trustee to fulfill quarterly interest payments On the February, May, August, and November Payment Dates
 
The 1996-2 Certificates, 1996-4 Certificates, 1996-6 Certificates, 1996-8 Certificates, 1997-1 Certificates, 1997-2 Certificates, 1997-4 Certificates, 1997-5 Certificates, 1997-7 Certificates, 1997-8 Certificates, 1997-9 Certificates, 1998-1 Certificates, 1998-4 Certificates, 1998-5 Certificates, 1998-6 Certificates, 1998-8 Certificates, 1998-9 Certificates, 1999-1 Certificates, 1999-2 Certificates, 1999-3 Certificates, 2001-1 Certificates, 2001-2 Certificates, 2001-3 Certificates and 2001-4 Certificates (collectively the “Certificates”) represent beneficial ownership of a portion (the “Investor Interest”) of certain receivables (the “Receivables”) arising in certain credit card accounts (the “Accounts”). Reference is made to the Monthly Certificateholders’ Statements of the Trust, filed as Exhibits 99.02, 99.03, 99.04, 99.05, 99.06, 99.07, 99.08, 99.09, 99.10, 99.11, 99.12, 99.13, 99.14, 99.15, 99.16, 99.17, 99.18, 99.19, 99.20, 99.21, 99.22, 99.23, 99.24, and 99.25 to this report.


 
Item 7.    Financial Statements and Exhibits.
 
The following exhibits are filed as a part of this report:
 
(99.01
)
  
Excess Spread Analysis
(99.02
)
  
Monthly Certificateholders’ Statement of the Trust which contains information relating to the Series 1996-2 Certificates.
(99.03
)
  
Monthly Certificateholders’ Statement of the Trust which contains information relating to the Series 1996-4 Certificates.
(99.04
)
  
Monthly Certificateholders’ Statement of the Trust which contains information relating to the Series 1996-6 Certificates.
(99.05
)
  
Monthly Certificateholders’ Statement of the Trust which contains information relating to the Series 1996-8 Certificates.
(99.06
)
  
Monthly Certificateholders’ Statement of the Trust which contains information relating to the Series 1997-1 Certificates.
(99.07
)
  
Monthly Certificateholders’ Statement of the Trust which contains information relating to the Series 1997-2 Certificates.
(99.08
)
  
Monthly Certificateholders’ Statement of the Trust which contains information relating to the Series 1997-4 Certificates.
(99.09
)
  
Monthly Certificateholders’ Statement of the Trust which contains information relating to the Series 1997-5 Certificates.
(99.10
)
  
Monthly Certificateholders’ Statement of the Trust which contains information relating to the Series 1997-7 Certificates.
(99.11
)
  
Monthly Certificateholders’ Statement of the Trust which contains information relating to the Series 1997-8 Certificates.
(99.12
)
  
Monthly Certificateholders’ Statement of the Trust which contains information relating to the Series 1997-9 Certificates.
(99.13
)
  
Monthly Certificateholders’ Statement of the Trust which contains information relating to the Series 1998-1 Certificates.
(99.14
)
  
Monthly Certificateholders’ Statement of the Trust which contains information relating to the Series 1998-4 Certificates.
(99.15
)
  
Monthly Certificateholders’ Statement of the Trust which contains information relating to the Series 1998-5 Certificates.
(99.16
)
  
Monthly Certificateholders’ Statement of the Trust which contains information relating to the Series 1998-6 Certificates.


 
(99.17
)
  
Monthly Certificateholders’ Statement of the Trust which contains information relating to the Series 1998-8 Certificates
(99.18
)
  
Monthly Certificateholders’ Statement of the Trust which contains information relating to the Series 1998-9 Certificates
(99.19
)
  
Monthly Certificateholders’ Statement of the Trust which contains information relating to the Series 1999-1 Certificates
(99.20
)
  
Monthly Certificateholders’ Statement of the Trust which contains information relating to the Series 1999-2 Certificates
(99.21
)
  
Monthly Certificateholders’ Statement of the Trust which contains information relating to the Series 1999-3 Certificates.
(99.22
)
  
Monthly Certificateholders’ Statement of the Trust which contains information relating to the Series 2001-1 Certificates.
(99.23
)
  
Monthly Certificateholders’ Statement of the Trust which contains information relating to the Series 2001-2 Certificates.
(99.24
)
  
Monthly Certificateholders’ Statement of the Trust which contains information relating to the Series 2001-3 Certificates.
(99.25
)
  
Monthly Certificateholders’ Statement of the Trust which contains information relating to the Series 2001-4 Certificates.


 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
FIRST USA BANK, NATIONAL ASSOCIATION
As Servicer
By:
 
/s/    Michael J. Grubb

   
Name:  Michael J. Grubb
Title:    First Vice President
 
Date: September 16, 2002