UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): September 30, 2017
SHARING ECONOMY INTERNATIONAL INC.
(Exact name of registrant as specified in Charter)
Nevada | 001-34591 | 90-0648920 | ||
(State or other jurisdiction of incorporation or organization) |
(Commission File No.) |
(IRS Employee Identification No.) |
No. 9 Yanyu Middle Road
Qianzhou Village, Huishan District, Wuxi City
Jiangsu Province, People’s Republic of China
(Address of Principal Executive Offices)
(86) 51083397559
(Registrant’s Telephone number)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12(b)) |
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 3.02 Unregistered Sale of Equity Securities.
On December 5, 2018, the company filed a Current Report on Form 8-K (the “Initial 8-K”) to report all of the sales of the company’s securities not registered under the Securities Act of 1933, as amended from September 30, 2017 to date. This amendment to the Initial 8-K is being filed by the company to amend Exhibit 99.1 attached to the report to include the nature of the consulting services received for shares issued, the duration of services provided and the facts relied upon to make the claimed exemption from registration available.
1
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: December 21, 2018 | Sharing Economy International Inc. | |
By: | /s/ Jianhua Wu | |
Jianhua Wu | ||
Chief Executive Officer |
2
Exhibit 99.1
Sharing Economy International Inc.
2,111,871 | No. of shares as at September 30, 2017 | |||||||||||||||||||||||
Date of Agreement | Date of Issuance | Title of security | No. of Shares | Name of person or entity | 33 Act | US PERSON | Consideration | Services | Duration
of Service (Start date) | Duration
of Service (End Date) |
Remarks | |||||||||||||
2017-06-22 | 2017-10-19 | Common stock | 20,000 | Consultant | Reg S | NO | Consulting service | Business Plan implementation, handling M&A/commercial transactions | 2017-05-16 | 2018-05-15 | ||||||||||||||
2017-10-03 | 2017-10-30 | Common stock | 33,672 | Consultant | Reg S | NO | Consulting service | Group investor relations | 2017-09-18 | 2019-09-17 | Terminated on December 17, 2018 | |||||||||||||
2017-10-09 | 2017-10-30 | Common stock | 65,089 | Consultant | Reg S | NO | Consulting service | Group advertising and promotion strategies and management | 2017-10-09 | 2019-10-08 | ||||||||||||||
2017-07-19 | 2017-11-02 | Common stock | 20,000 | Vendor | Reg S | NO | Business referral service | Business Joint Venture & strategic alliance referral | 2017-07-19 | 2018-07-18 | ||||||||||||||
2017-07-19 | 2017-11-02 | Common stock | 20,000 | Consultant | Reg S | NO | Consulting service | rental battery, suitcase, TV and home appliances sourcing and procurement management | 2017-07-19 | 2018-07-18 | ||||||||||||||
2017-10-09 | 2017-11-13 | Common stock | 7,615 | Vendor | Reg S | NO | Software development service | Software development service | project based | project based | Project completed | |||||||||||||
2017-10-23 | 2017-11-13 | Common stock | 6,000 | Vendor | Reg D | YES | Advertising agency service | Social media account development and promotion | 2017-10-23 | 2018-04-22 | ||||||||||||||
2017-11-01 | 2017-11-15 | Common stock | 20,000 | Consultant | Reg S | NO | Consulting service | IT business development advices | 2017-11-01 | 2018-10-31 | ||||||||||||||
2017-11-01 | 2017-11-15 | Common stock | 50,000 | Vendor | Reg S | NO | Asset management advisory service | Assets management advisory | 2017-11-01 | 2018-10-31 | ||||||||||||||
2017-11-01 | 2017-11-15 | Common stock | 50,000 | Vendor | Reg S | NO | Financial advisory service | Financial planning | 2017-11-01 | 2018-10-31 | ||||||||||||||
2017-11-01 | 2017-11-15 | Common stock | 38,000 | Consultant | Reg S | NO | Consulting service | Market research consultancy | 2017-11-01 | 2018-10-31 | ||||||||||||||
2017-10-27 | 2017-12-22 | Common stock | 85,473 | Tam Lok Man | Reg S | NO | Acquisition - 51% of Inspirt Studio Limited | |||||||||||||||||
Form
10-K filed on April 11, 2018 (see page F-2) | 2,527,720 | No. of shares as at December 31, 2017 |
1
Date of Agreement | Date of Issuance | Title of security | No. of Shares | Name of person or entity | 33 Act | US PERSON | Consideration | Services | Duration
of Service (Start date) | Duration
of Service (End Date) |
Remarks | |||||||||||||
2017-08-21 | 2018-01-02 | Common stock | 18,000 | Consultant | Reg S | NO | Consulting service | Community business development, public lobbying and policy advisory | 2017-08-21 | 2018-08-20 | ||||||||||||||
2017-08-21 | 2018-01-02 | Common stock | 17,000 | Consultant | Reg S | NO | Consulting service | Corporate business & management development and restructuring consultancy | 2017-08-21 | 2018-08-20 | ||||||||||||||
2017-11-10 | 2018-01-02 | Common stock | 50,608 | Consultant | Reg S | NO | IT Consulting service | Information & technology advisory | 2017-11-10 | 2019-11-09 | ||||||||||||||
2017-10-09 | 2018-01-10 | Common stock (Convertible note) | 200,100 | Chong Ou Holdings Group Company Limited | Reg S | NO | Repayment of convertible note (USD670,000) and interest (USD335), at a conversion price equal to US$3.35 | |||||||||||||||||
None | 2018-01-12 | Common stock | 50,000 | Director | Reg S | NO | Director Bonus | Director Bonus | None | None | ||||||||||||||
None | 2018-01-12 | Common stock | 33,000 | Director | Reg S | NO | Director Bonus | Director Bonus | None | None | ||||||||||||||
None | 2018-01-12 | Common stock | 6,500 | Director | Reg S | NO | Director Bonus | Director Bonus | None | None | ||||||||||||||
None | 2018-01-12 | Common stock | 81,000 | Employee | Reg S | NO | Employee Bonus | Staff Bonus | None | None | ||||||||||||||
None | 2018-01-12 | Common stock | 49,000 | Employee | Reg S | NO | Employee Bonus | Staff Bonus | None | None | ||||||||||||||
None | 2018-01-12 | Common stock | 12,500 | Employee | Reg S | NO | Employee Bonus | Staff Bonus | None | None | ||||||||||||||
None | 2018-01-12 | Common stock | 9,700 | Employee | Reg S | NO | Employee Bonus | Staff Bonus | None | None | ||||||||||||||
None | 2018-01-12 | Common stock | 3,900 | Employee | Reg S | NO | Employee Bonus | Staff Bonus | None | None | ||||||||||||||
None | 2018-01-12 | Common stock | 3,300 | Employee | Reg S | NO | Employee Bonus | Staff Bonus | None | None | ||||||||||||||
None | 2018-01-12 | Common stock | 970 | Employee | Reg S | NO | Employee Bonus | Staff Bonus | None | None | ||||||||||||||
2017-12-15 | 2018-01-17 | Common stock | 50,000 | Consultant | Reg S | NO | Consulting service | Business Plan, M&A, Commercial Transaction | 2018-05-16 | 2019-05-15 | ||||||||||||||
2017-12-15 | 2018-01-17 | Common stock | 17,890 | Consultant | Reg S | NO | IT Consulting service | Group IT strategy and development | 2017-11-21 | 2019-11-20 | ||||||||||||||
2017-12-18 | 2018-01-17 | Common stock | 28,672 | Vendor | Reg S | NO | UI/UX service | User experience and interface design & IT development services | 2017-12-18 | 2018-12-17 | ||||||||||||||
2017-12-22 | 2018-01-17 | Common stock | 80,128 | Vendor | Reg S | NO | Acquisition referral service | Business and M&A Referral Advisory | 2017-12-21 | 2018-12-31 | ||||||||||||||
2018-01-02 | 2018-01-17 | Common stock | 40,000 | Vendor | Reg S | NO | Financial advisory service | Business plan implementation, M&A transactions in China | 2018-01-01 | 2018-12-31 | ||||||||||||||
2018-02-05 | 2018-02-07 | Common stock | 44,250 | Consultant | Reg S | NO | Consulting service | Advertising and promotion strategy | 2018-02-20 | 2020-02-19 | ||||||||||||||
2017-12-11 | 2018-02-08 | Common stock | 22,870 | Ho Lok Shan | Reg S | NO | Acquisition - 20% of 3D Discovery Company Limited | |||||||||||||||||
2017-12-11 | 2018-02-08 | Common stock | 22,870 | Cheung Chik Ting | Reg S | NO | Acquisition - 20% of 3D Discovery Company Limited |
2
Date of Agreement | Date of Issuance | Title of security | No. of Shares | Name of person or entity | 33 Act | US PERSON | Consideration | Services | Duration
of Service (Start date) | Duration
of Service (End Date) |
Remarks | |||||||||||||
2017-12-11 | 2018-02-08 | Common stock | 22,870 | So Wang Chun | Reg S | NO | Acquisition - 20% of 3D Discovery Company Limited | |||||||||||||||||
2017-12-19 | 2018-02-08 | Common stock | 66,540 | Sunshine Builder Ltd | Reg S | NO | Acquisition - 50% of Anyworkspace Limited | |||||||||||||||||
2017-12-19 | 2018-02-08 | Common stock | 19,962 | Sng Kheng Sim | Reg S | NO | Acquisition - 15% of Anyworkspace Limited | |||||||||||||||||
2017-12-19 | 2018-02-08 | Common stock | 19,962 | Martin Craig John | Reg S | NO | Acquisition - 15% of Anyworkspace Limited | |||||||||||||||||
2017-11-03 | 2018-02-08 | Common stock | 7,728 | Consultant | Reg S | NO | Consulting service | Advertising and promotion strategy | 2017-11-06 | 2018-01-27 | ||||||||||||||
2017-11-20 | 2018-02-08 | Common stock | 22,436 | Consultant | Reg S | NO | Consulting service | Develop relations and promote sharing economy to government officials | 2018-01-01 | 2018-12-31 | ||||||||||||||
2017-12-06 | 2018-02-08 | Common stock | 11,407 | Consultant | Reg S | NO | Consulting service | Management of AnyWorkspace (a condition of M&A) | 2017-12-27 | 2019-12-26 | ||||||||||||||
2018-01-05 | 2018-02-08 | Common stock | 20,000 | Consultant | Reg S | NO | Consulting service | Investment, merger and acquisition target sourcing | 2018-01-01 | 2019-12-31 | ||||||||||||||
2018-01-19 | 2018-02-08 | Common stock | 11,656 | Consultant | Reg S | NO | Consulting service | Management of 3D Discovery Co. Limited (a condition of M&A) | 2018-01-19 | 2020-01-18 | ||||||||||||||
2018-01-19 | 2018-02-08 | Common stock | 11,656 | Consultant | Reg S | NO | Consulting service | Management of 3D Discovery Co. Limited (a condition of M&A) | 2018-01-19 | 2020-01-18 | ||||||||||||||
2018-01-19 | 2018-02-08 | Common stock | 11,656 | Consultant | Reg S | NO | Consulting service | Management of 3D Discovery Co. Limited (a condition of M&A) | 2018-01-19 | 2020-01-18 | ||||||||||||||
2018-01-24 | 2018-02-08 | Common stock | 14,065 | Consultant | Reg S | NO | IT Consulting service | Management of Inspirit Studio Limited (a condition of M&A) | 2018-03-01 | 2019-02-28 | ||||||||||||||
2018-01-24 | 2018-02-08 | Common stock | 15,455 | Consultant | Reg S | NO | Consulting service | Management of Inspirit Studio Limited (a condition of M&A) | 2018-03-01 | 2019-02-28 | ||||||||||||||
2018-01-24 | 2018-02-08 | Common stock | 27,931 | Consultant | Reg S | NO | Director and Consulting service of a subsidiary | Management of Inspirit Studio Limited (a condition of M&A) | 2018-03-01 | 2019-02-28 | ||||||||||||||
2018-01-24 | 2018-02-13 | Common stock | 18,315 | Consultant | Reg S | NO | Consulting service | Business planning & requisite license application | 2018-01-01 | 2018-12-31 | ||||||||||||||
2018-01-24 | 2018-02-13 | Common stock | 12,755 | Consultant | Reg S | NO | Consulting service | Management of Inspirit Studio Limited (a condition of M&A) | 2018-03-01 | 2019-02-28 |
3
Date of Agreement | Date of Issuance | Title of security | No. of Shares | Name of person or entity | 33 Act | US PERSON | Consideration | Services | Duration
of Service (Start date) | Duration
of Service (End Date) |
Remarks | |||||||||||||
2017-10-03 | 2018-02-14 | Common stock | 33,672 | Consultant | Reg S | NO | Consulting service | Group investor relations | 2017-09-18 | 2019-09-17 | Terminated on December 17, 2018 | |||||||||||||
2017-10-09 | 2018-02-14 | Common stock | 65,089 | Consultant | Reg S | NO | Consulting service | Group advertising and promotion strategies and management | 2017-10-09 | 2019-10-08 | ||||||||||||||
2018-01-28 | 2018-02-20 | Common stock | 46,154 | Consultant | Reg S | NO | Consulting service | Rental business development | 2018-02-01 | 2019-01-31 | ||||||||||||||
2018-01-31 | 2018-02-20 | Common stock | 17,550 | Consultant | Reg S | NO | Consulting service | Rental business development | 2018-02-01 | 2020-01-31 | ||||||||||||||
2018-02-14 | 2018-02-20 | Common stock | 63,156 | Vendor | Reg S | NO | Interior design | Interior design and renovation project management | 2018-02-20 | 2019-02-19 | ||||||||||||||
2018-02-15 | 2018-02-20 | Common stock | 41,667 | Vendor | Reg S | NO | Advertising agency service | Advertising & Promotion (with Commitment) | 2018-02-20 | 2020-02-19 | ||||||||||||||
2018-01-17 | 2018-03-01 | Common stock | 45,000 | Vendor | Reg S | NO | Block chain development service provider | Block chain development services | 2018-01-17 | 2019-01-16 | ||||||||||||||
2018-02-19 | 2018-03-09 | Common stock | 10,787 | Consultant | Reg S | NO | Consulting service | HR and administration | 2018-03-01 | 2019-02-28 | ||||||||||||||
2018-02-22 | 2018-03-09 | Common stock | 13,807 | Consultant | Reg S | NO | Consulting service | IT consultancy services | 2018-03-01 | 2019-02-28 | ||||||||||||||
2018-02-28 | 2018-03-09 | Common stock | 14,635 | Vendor | Reg S | NO | Advisory board member | formulating strategies | 2018-04-01 | 2019-03-31 | ||||||||||||||
2018-02-28 | 2018-03-09 | Common stock | 41,370 | Consultant | Reg S | NO | Consulting service | Keeping talent for Potential iMusic M&A | 2018-03-01 | 2019-02-28 | Terminated on October 9, 2018 | |||||||||||||
2018-03-01 | 2018-03-09 | Common stock | 13,722 | Consultant | Reg S | NO | Consulting service | Movie and video development and production management | 2018-07-01 | 2019-06-30 | ||||||||||||||
2018-02-26 | 2018-03-16 | Common stock | 69,676 | Chi Hung Leung | Reg S | NO | Cash - Aggregate offering price: USD256,410, at a purchase price equal to US$3.68 per share | |||||||||||||||||
2018-02-06 | 2018-03-16 | Common stock | 35,000 | Vendor | Reg S | NO | Legal Advisoy service | Legal Services | 2018-03-01 | 2019-02-28 | ||||||||||||||
2017-11-20 | 2018-03-27 | Common stock | 9,616 | Consultant | Reg S | NO | Consulting service | Develop relations and promote sharing economy to government officials | 2018-01-01 | 2018-12-31 | ||||||||||||||
2018-01-31 | 2018-03-27 | Common stock | 38,617 | Vendor | Reg S | NO | Advertising Media | Advertising & Promotion (with Commitment) | 2018-02-01 | 2019-01-31 | ||||||||||||||
2018-02-06 | 2018-03-27 | Common stock | 24,164 | Consultant | Reg S | NO | IT Consulting service | Internet communication and technology for Inspirit Studio Limited | 2018-04-16 | 2019-04-15 | ||||||||||||||
2018-02-09 | 2018-03-27 | Common stock | 45,143 | Consultant | Reg S | NO | Consulting service | Setting up and running executive programs | 2018-02-01 | 2019-01-31 | ||||||||||||||
2018-02-28 | 2018-03-27 | Common stock | 15,000 | Vendor | Reg S | NO | Advisory board member | formulating strategies | 2018-04-01 | 2019-03-31 | ||||||||||||||
2018-02-28 | 2018-03-27 | Common stock | 84,741 | Vendor | Reg S | NO | Advertising Media | Advertising & Promotion (with Commitment) | 2018-03-01 | 2019-02-28 | ||||||||||||||
2018-03-05 | 2018-03-27 | Common stock | 14,320 | Vendor | Reg S | NO | Advisory board member | formulating strategies | 2018-04-01 | 2019-03-31 | ||||||||||||||
2018-03-05 | 2018-03-27 | Common stock | 4,132 | Consultant | Reg S | NO | Consulting service | Identifying potential investors and facilitating businesses in Vietnam | 2018-03-01 | 2018-06-30 | ||||||||||||||
2018-03-06 | 2018-03-27 | Common stock | 14,319 | Vendor | Reg S | NO | Advisory board member | formulating strategies | 2018-04-01 | 2019-03-31 | ||||||||||||||
Form
10-K filed on May 14, 2018 (see page 1) | 4,445,709 | No. of shares as at March 31, 2018 |
4
Date of Agreement | Date of Issuance | Title of security | No. of Shares | Name of person or entity | 33 Act | US PERSON | Consideration | Services | Duration
of Service (Start date) | Duration
of Service (End Date) |
Remarks | |||||||||||||
2018-04-04 | 2018-05-09 | Common stock | 45,413 | Consultant | Reg S | NO | Consulting service | Group Business Management | 2018-04-01 | 2020-06-30 | ||||||||||||||
2018-04-12 | 2018-05-09 | Common stock | 47,553 | Consultant | Reg S | NO | Consulting service | Digital marketing analysis and advisory | 2018-05-01 | 2019-04-30 | ||||||||||||||
2018-04-13 | 2018-05-09 | Common stock | 28,703 | Consultant | Reg S | NO | Consulting service | fund-raising initiatives, Due Diligence | 2018-05-02 | 2020-05-01 | ||||||||||||||
2018-04-16 | 2018-05-09 | Common stock | 17,941 | Consultant | Reg S | NO | Consulting service | Technical development of Inspirit Studio Limited | 2018-05-02 | 2019-05-01 | ||||||||||||||
2018-04-16 | 2018-05-09 | Common stock | 11,213 | Vendor | Reg S | NO | Mobile app development service | Mobile App support services | 2018-04-16 | 2019-04-15 | ||||||||||||||
2018-04-16 | 2018-05-09 | Common stock | 11,213 | Vendor | Reg S | NO | Mobile app development service | Mobile App support services | 2018-04-16 | 2019-04-15 | ||||||||||||||
2018-04-16 | 2018-05-09 | Common stock | 38,897 | Consultant | Reg S | NO | Consulting service | Business development, operation set up and management | 2018-04-18 | 2020-04-17 | ||||||||||||||
2018-04-16 | 2018-05-09 | Common stock | 51,875 | Consultant | Reg S | NO | Consulting service | Business idea in real estate market domestic and oversea | 2018-04-16 | 2019-04-15 | ||||||||||||||
2018-04-17 | 2018-05-09 | Common stock | 12,969 | Consultant | Reg S | NO | Consulting service | IT consultancy services | 2018-04-16 | 2019-04-15 | ||||||||||||||
2018-04-17 | 2018-05-09 | Common stock | 46,317 | Consultant | Reg S | NO | Consulting service | Engineering consultancy services | 2018-04-16 | 2019-04-15 | ||||||||||||||
2018-04-17 | 2018-05-09 | Common stock | 12,969 | Consultant | Reg S | NO | Consulting service | Application of creative media and development of fintech products | 2018-04-16 | 2019-04-15 | ||||||||||||||
2018-04-27 | 2018-05-09 | Common stock | 60,000 | Consultant | Reg S | NO | Consulting service | Sub-group finance and management | 2018-06-01 | 2020-03-31 | ||||||||||||||
2018-04-30 | 2018-05-09 | Common stock | 6,000 | Consultant | Reg S | NO | Consulting service | Support and assistance in United Kingdom for the group | 2018-05-01 | 2020-04-30 | ||||||||||||||
2018-04-12 | 2018-05-10 | Common stock | 47,553 | Vendor | Reg S | NO | UI/UX service | User experience, Interface design and information technology development services | 2018-05-01 | 2019-04-30 | ||||||||||||||
2017-11-01 | 2018-05-25 | Common stock | 11,148 | Consultant | Reg S | NO | Consulting service | Market research consultancy | 2017-11-01 | 2018-10-31 | ||||||||||||||
2017-11-01 | 2018-05-25 | Common stock | 6,800 | Consultant | Reg S | NO | Consulting service | IT business development advices | 2017-11-01 | 2018-10-31 | ||||||||||||||
2017-12-06 | 2018-05-25 | Common stock | 11,407 | Consultant | Reg S | NO | Consulting service | Management of AnyWorkspace (a condition of M&A) | 2017-12-27 | 2019-12-26 | ||||||||||||||
2017-12-15 | 2018-05-25 | Common stock | 50,000 | Consultant | Reg S | NO | Consulting service | Business Plan, M&A, Commercial Transaction | 2018-05-16 | 2019-05-15 |
5
Date of Agreement | Date of Issuance | Title of security | No. of Shares | Name of person or entity | 33 Act | US PERSON | Consideration | Services | Duration
of Service (Start date) | Duration
of Service (End Date) |
Remarks | |||||||||||||
2017-12-15 | 2018-05-25 | Common stock | 17,890 | Consultant | Reg S | NO | IT Consulting service | Group IT strategy and development | 2017-11-21 | 2019-11-20 | ||||||||||||||
2018-01-31 | 2018-05-25 | Common stock | 8,775 | Consultant | Reg S | NO | Consulting service | Rental business development | 2018-02-01 | 2019-01-31 | ||||||||||||||
2018-04-04 | 2018-05-25 | Common stock | 26,089 | Consultant | Reg S | NO | Consulting service | Business development and operation in India | 2018-04-01 | 2019-03-31 | ||||||||||||||
2018-04-16 | 2018-05-25 | Common stock | 11,213 | Vendor | Reg S | NO | IT support service | Computer support services | 2018-04-16 | 2019-04-15 | ||||||||||||||
2018-04-16 | 2018-05-25 | Common stock | 11,213 | Vendor | Reg S | NO | IT support service | Marketing and computer/mobile App support services | 2018-04-16 | 2019-04-15 | ||||||||||||||
2018-04-17 | 2018-05-25 | Common stock | 75,861 | Vendor | Reg S | NO | PR service | Advertising & Promotion (with Commitment) | 2018-04-17 | 2019-04-16 | ||||||||||||||
2018-04-23 | 2018-05-25 | Common stock | 17,647 | Consultant | Reg S | NO | PR Consulting service | Public relations advisory | 2018-04-23 | 2019-04-22 | ||||||||||||||
2018-04-30 | 2018-05-25 | Common stock | 2,688 | Consultant | Reg S | NO | Consulting service | Telemarketing and sales services for Anyworkspace | 2018-06-01 | 2018-11-30 | ||||||||||||||
2018-04-30 | 2018-05-25 | Common stock | 3,375 | Consultant | Reg S | NO | Consulting service | Sale and business development for Anyworkspace | 2018-09-01 | 2019-02-28 | ||||||||||||||
2018-05-02 | 2018-05-25 | Common stock | 3,337 | Consultant | Reg S | NO | Consulting service | Content marketing for Anyworkspace | 2018-05-21 | 2018-11-20 | ||||||||||||||
2018-05-02 | 2018-05-25 | Common stock | 40,064 | Consultant | Reg S | NO | Consulting service | Identifying and introducing potential investment and cooperation projects | 2018-05-01 | 2019-04-30 | Terminated on October 9, 2018 | |||||||||||||
2018-05-07 | 2018-05-25 | Common stock | 35,912 | Consultant | Reg S | NO | Consulting service | Group sales and marketing strategies | 2018-05-08 | 2019-05-07 | ||||||||||||||
2017-11-01 | 2018-05-30 | Common stock | 12,000 | Vendor | Reg S | NO | Asset management advisory service | Assets management advisory | 2017-11-01 | 2018-10-31 | ||||||||||||||
2017-11-01 | 2018-05-30 | Common stock | 12,052 | Vendor | Reg S | NO | Financial advisory service | Financial planning | 2017-11-01 | 2018-10-31 | ||||||||||||||
2018-04-12 | 2018-05-30 | Common stock | 126,936 | Vendor | Reg S | NO | Media production service | Advertising & Promotion (with Commitment) | 2018-04-12 | 2019-04-11 | ||||||||||||||
2018-02-28 | 2018-06-01 | Common stock | 33,772 | Vendor | Reg S | NO | IT support service | Computer and cloud infrastructure support services | 2018-03-01 | 2019-02-28 | ||||||||||||||
2018-04-16 | 2018-06-01 | Common stock | 33,445 | Vendor | Reg S | NO | Website development service | Website development service for AnyWorkspace | 2018-04-16 | 2019-04-15 | ||||||||||||||
2018-04-07 | 2018-06-11 | Common stock | 840 | Employee | Reg S | NO | Employee Salary | Salary | 2018-04-01 | 2019-03-31 | ||||||||||||||
2018-04-07 | 2018-06-11 | Common stock | 360 | Employee | Reg S | NO | Employee Salary | Salary | 2018-04-01 | 2019-03-31 | ||||||||||||||
2018-05-03 | 2018-06-11 | Common stock | 100,000 | Vendor | Reg D | YES | Accounting service | Accounting Service | 2018-05-01 | 2019-04-30 | ||||||||||||||
2018-05-16 | 2018-06-11 | Common stock | 100,000 | Consultant | Reg S | NO | Consulting service | Developing high quality business strategies and management | 2018-05-16 | 2020-05-15 | ||||||||||||||
2018-05-17 | 2018-06-11 | Common stock | 13,508 | Consultant | Reg S | NO | Consulting service | HR and Admin for Inspirit Studio Limited | 2018-05-08 | 2019-05-07 |
6
Date of Agreement | Date of Issuance | Title of security | No. of Shares | Name of person or entity | 33 Act | US PERSON | Consideration | Services | Duration
of Service (Start date) | Duration
of Service (End Date) |
Remarks | |||||||||||||
2018-05-18 | 2018-06-11 | Common stock | 3,886 | Consultant | Reg S | NO | Consulting service | Digital marketing content development and production | 2018-05-01 | 2019-04-30 | ||||||||||||||
2018-05-21 | 2018-06-11 | Common stock | 56,981 | Consultant | Reg S | NO | Consulting service | Facility security and operation control services | 2018-05-21 | 2020-05-20 | ||||||||||||||
2018-01-02 | 2018-06-20 | Common stock | 35,000 | Vendor | Reg S | NO | Financial advisory service | Business plan implementation, M&A transactions in China | 2018-01-01 | 2018-12-31 | ||||||||||||||
2018-02-22 | 2018-06-20 | Common stock | 5,917 | Consultant | Reg S | NO | Consulting service | IT consultancy services | 2018-03-01 | 2019-02-28 | ||||||||||||||
2018-05-15 | 2018-06-20 | Common stock | 16,820 | Vendor | Reg S | NO | Mobile app development service | Software programme work & development project | 2018-06-01 | 2018-12-31 | ||||||||||||||
2018-05-28 | 2018-06-20 | Common stock | 14,670 | Consultant | Reg S | NO | Consulting service | Business advisory for Indonesia market | 2018-06-01 | 2019-05-31 | ||||||||||||||
None | 2018-06-20 | Common stock | 200 | Business development | Reg S | NO | Business development | Business development | None | None | ||||||||||||||
None | 2018-06-20 | Common stock | 500 | Business development | Reg S | NO | Business development | Business development | None | None | ||||||||||||||
None | 2018-06-20 | Common stock | 700 | Business development | Reg S | NO | Business development | Business development | None | None | ||||||||||||||
None | 2018-06-20 | Common stock | 180 | Business development | Reg S | NO | Business development | Business development | None | None | ||||||||||||||
None | 2018-06-20 | Common stock | 180 | Business development | Reg S | NO | Business development | Business development | None | None | ||||||||||||||
None | 2018-06-20 | Common stock | 350 | Business development | Reg S | NO | Business development | Business development | None | None | ||||||||||||||
None | 2018-06-20 | Common stock | 350 | Business development | Reg S | NO | Business development | Business development | None | None | ||||||||||||||
None | 2018-06-20 | Common stock | 700 | Business development | Reg S | NO | Business development | Business development | None | None | ||||||||||||||
None | 2018-06-20 | Common stock | 200 | Business development | Reg S | NO | Business development | Business development | None | None | ||||||||||||||
None | 2018-06-20 | Common stock | 500 | Business development | Reg S | NO | Business development | Business development | None | None | ||||||||||||||
2018-05-08 | 2018-06-26 | Common stock | 250,000 | Ecrent Capital Holdings Limited | Reg S | NO | License of Ecrent | |||||||||||||||||
Form 10-Q filed on August 10, 2018 (see page 1) | 6,037,791 | No. of shares as at June 30, 2018 |
7
Date of Agreement | Date of Issuance | Title of security | No. of Shares | Name of person or entity | 33 Act | US PERSON | Consideration | Services | Duration
of Service (Start date) | Duration
of Service (End Date) |
Remarks | |||||||||||||
2018-02-19 | 2018-07-09 | Common stock | 4,623 | Consultant | Reg S | NO | Consulting service | HR and administration | 2018-03-01 | 2019-02-28 | ||||||||||||||
2018-05-21 | 2018-07-10 | Common stock | 58,000 | Ng Hong Mun Educational Foundation Limited | Reg S | NO | Donation | |||||||||||||||||
2018-05-27 | 2018-07-10 | Common stock | 92,905 | Vendor | Reg S | NO | Human resource services | Human resource services | 2018-06-15 | 2019-06-14 | ||||||||||||||
2018-05-31 | 2018-07-10 | Common stock | 37,054 | Vendor | Reg S | NO | Human resource services | Human resource services | 2018-06-01 | 2019-05-31 | ||||||||||||||
2018-06-05 | 2018-07-10 | Common stock | 13,187 | Consultant | Reg S | NO | Consulting service | Sales and busines development for Anyworkspace | 2018-06-07 | 2019-06-06 | Terminated on August 11, 2018 | |||||||||||||
2018-06-15 | 2018-07-10 | Common stock | 111,162 | Vendor | Reg S | NO | Marketing & advertising services | Marketing & advertising services | 2018-06-01 | 2019-05-31 | ||||||||||||||
2018-06-28 | 2018-07-10 | Common stock | 102,850 | Vendor | Reg S | NO | Human resource services | Human Resource Service | 2018-07-01 | 2019-06-30 | ||||||||||||||
2018-06-29 | 2018-07-24 | Common stock | 311,357 | Winmex Investments Limited (landlord's nominee) | Reg S | NO | Tenancy Agreement with Shaw Movie City Hong Kong Limited - Rent & Mgt Fee | |||||||||||||||||
2018-06-29 | 2018-07-24 | Common stock | 54,777 | Winmex Investments Limited (landlord's nominee) | Reg S | NO | Tenancy Agreement with Shaw Movie City Hong Kong Limited - Rental deposit | |||||||||||||||||
2018-05-31 | 2018-07-30 | Common stock | 19,484 | Consultant | Reg S | NO | Consulting service | Marketing and promotion for Inspirit Studio Limited | 2018-07-31 | 2019-07-30 | ||||||||||||||
2018-06-18 | 2018-07-30 | Common stock | 36,950 | Consultant | Reg S | NO | Consulting service | Manage sharing film production and development | 2018-06-18 | 2020-06-17 | ||||||||||||||
2018-06-20 | 2018-07-30 | Common stock | 16,000 | Vendor | Reg D | YES | Investor relations advisory service | Strategic investor relations consulting services | 2018-07-01 | 2019-06-30 | ||||||||||||||
2018-06-30 | 2018-07-30 | Common stock | 25,400 | Consultant | Reg S | NO | Consulting service | Financial analysis services | 2018-07-01 | 2020-06-30 | ||||||||||||||
2018-07-04 | 2018-07-30 | Common stock | 18,635 | Consultant | Reg S | NO | Consulting service | Supporting group business development and operations | 2018-07-04 | 2019-07-03 | ||||||||||||||
2018-07-16 | 2018-07-30 | Common stock | 43,605 | Consultant | Reg S | NO | Consulting service | Group development in South Korea region | 2018-07-16 | 2019-07-15 | ||||||||||||||
None | 2018-07-30 | Common stock | 350 | Business development | Reg S | NO | Business development | Business development | None | None | ||||||||||||||
None | 2018-07-30 | Common stock | 200 | Business development | Reg S | NO | Business development | Business development | None | None | ||||||||||||||
2017-10-03 | 2018-08-01 | Common stock | 33,672 | Consultant | Reg S | NO | Consulting service | Group investor relations | 2017-09-18 | 2019-09-17 | Terminated on December 17, 2018 | |||||||||||||
2018-01-19 | 2018-08-01 | Common stock | 11,656 | Consultant | Reg S | NO | Consulting service | Management of 3D Discovery Co. Limited (a condition of M&A) | 2018-01-19 | 2020-01-18 | ||||||||||||||
2018-01-19 | 2018-08-01 | Common stock | 11,656 | Consultant | Reg S | NO | Consulting service | Management of 3D Discovery Co. Limited (a condition of M&A) | 2018-01-19 | 2020-01-18 | ||||||||||||||
2018-01-19 | 2018-08-01 | Common stock | 11,656 | Consultant | Reg S | NO | Consulting service | Management of 3D Discovery Co. Limited (a condition of M&A) | 2018-01-19 | 2020-01-18 | ||||||||||||||
2018-04-04 | 2018-08-01 | Common stock | 11,181 | Consultant | Reg S | NO | Consulting service | Business development and operation in India | 2018-04-01 | 2019-03-31 |
8
Date of Agreement | Date of Issuance | Title of security | No. of Shares | Name of person or entity | 33 Act | US PERSON | Consideration | Services | Duration
of Service (Start date) | Duration
of Service (End Date) |
Remarks | |||||||||||||
2018-04-16 | 2018-08-01 | Common stock | 22,232 | Consultant | Reg S | NO | Consulting service | Business idea in real estate market domestic and oversea | 2018-04-16 | 2019-04-15 | ||||||||||||||
2018-04-17 | 2018-08-01 | Common stock | 5,558 | Consultant | Reg S | NO | Consulting service | IT consultancy services | 2018-04-16 | 2019-04-15 | ||||||||||||||
2018-04-17 | 2018-08-01 | Common stock | 46,317 | Consultant | Reg S | NO | Consulting service | Engineering consultancy services | 2018-04-16 | 2019-04-15 | ||||||||||||||
2018-04-17 | 2018-08-01 | Common stock | 5,558 | Consultant | Reg S | NO | Consulting service | Application of creative media and development of fintech products | 2018-04-16 | 2019-04-15 | ||||||||||||||
2018-07-19 | 2018-08-01 | Common stock | 60,000 | Consultant | Reg S | NO | Consulting service | Wuxi manufacturing operation management consulting services | 2018-07-19 | 2019-07-18 | ||||||||||||||
None | 2018-08-01 | Common stock | 40,000 | Consultant | Reg S | NO | Consultant Bonus | Consultant Bonus | None | None | ||||||||||||||
None | 2018-08-01 | Common stock | 30,000 | Consultant | Reg S | NO | Consultant Bonus | Consultant Bonus | None | None | ||||||||||||||
None | 2018-08-01 | Common stock | 7,000 | Consultant | Reg S | NO | Consultant Bonus | Consultant Bonus | None | None | ||||||||||||||
None | 2018-08-01 | Common stock | 65,000 | Director | Reg S | NO | Director Bonus | Director Bonus | None | None | ||||||||||||||
None | 2018-08-01 | Common stock | 10,000 | Director | Reg S | NO | Director Bonus | Director Bonus | None | None | ||||||||||||||
None | 2018-08-01 | Common stock | 15,000 | Employee | Reg S | NO | Staff Bonus | Staff Bonus | None | None | ||||||||||||||
None | 2018-08-01 | Common stock | 5,000 | Employee | Reg S | NO | Staff Bonus | Staff Bonus | None | None | ||||||||||||||
None | 2018-08-01 | Common stock | 3,000 | Employee | Reg S | NO | Staff Bonus | Staff Bonus | None | None | ||||||||||||||
None | 2018-08-01 | Common stock | 2,000 | Employee | Reg S | NO | Staff Bonus | Staff Bonus | None | None | ||||||||||||||
2018-06-11 | 2018-08-20 | Common stock | 28,572 | Vendor | Reg D | YES | Software development service | Software development services (graphics and video AI) | 2018-07-01 | 2020-06-30 | ||||||||||||||
2018-05-31 | 2018-08-22 | Common stock | 25,789 | Consultant | Reg S | NO | Consulting service | Merger and acquisition target identification, due diligence | 2018-06-04 | 2019-06-03 | ||||||||||||||
2018-07-23 | 2018-08-22 | Common stock | 25,848 | Consultant | Reg S | NO | Consulting service | Corporate governance and internal compliances | 2018-08-15 | 2019-08-14 | ||||||||||||||
2018-07-30 | 2018-08-22 | Common stock | 7,123 | Consultant | Reg S | NO | Consulting service | Anyworkspace sales and business operations | 2018-08-01 | 2019-07-31 | ||||||||||||||
2018-06-07 | 2018-08-24 | Common stock | 33,156 | Vendor | Reg S | NO | IT support service | Computer and cloud infrastructure suport serivces | 2018-06-11 | 2019-06-10 | ||||||||||||||
Form 10-Q filed on November 13, 2018 (see page 1) | 7,501,304 | No. of shares as at September 30, 2018 | ||||||||||||||||||||||
2018-04-20 | 2018-11-08 | Common stock (Convertible note and Warrant) | 36,621 | Iliad Research and Trading, L.P. | Reg D | YES | Repayment of convertible note and interest, total: USD75,000, at a conversion price at USD2.048 | |||||||||||||||||
Form 10-Q filed on November 13, 2018 (see cover page) | 7,537,925 | No. of shares as at November 13, 2018 |
9