-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IPpeBCPK9LQdn+ma4JhnXh4in7U4ZduhleEk047sVKM5YYqO3b4Iqh3urcNI5AXy YkBI+Hy3UsmMyn3jszTtBw== 0001180846-02-000002.txt : 20021108 0001180846-02-000002.hdr.sgml : 20021108 20021108161854 ACCESSION NUMBER: 0001180846-02-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021107 FILED AS OF DATE: 20021108 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: PULVER KENNETH C CENTRAL INDEX KEY: 0001180846 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: PO BOX 1907 CITY: ALBANY STATE: NY ZIP: 12201-1907 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALBANY INTERNATIONAL CORP /DE/ CENTRAL INDEX KEY: 0000819793 STANDARD INDUSTRIAL CLASSIFICATION: BROADWOVEN FABRIC MILS, MAN MADE FIBER & SILK [2221] IRS NUMBER: 140462060 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10026 FILM NUMBER: 02814406 BUSINESS ADDRESS: STREET 1: 1373 BROADWAY CITY: ALBANY STATE: NY ZIP: 12204 BUSINESS PHONE: 5184452200 MAIL ADDRESS: STREET 1: 1373 BROADWAY CITY: ALBANY STATE: NY ZIP: 12204 FORMER COMPANY: FORMER CONFORMED NAME: ALBINT INC DATE OF NAME CHANGE: 19870924 4 1 edgar.htm 4 Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

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    Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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Filed By Romeo & Dye's Instant Form 4 Filer
www.section16.net

1. Name and Address of Reporting Person*

Pulver Kenneth C.

2. Issuer Name and Ticker or Trading Symbol
Albany International Corp. ("AIN")

6. Relationship of Reporting Person(s)
to Issuer (Check all applicable)
    Director                                       10% Owner
X Officer (give title below)          Other (specify below)

Vice President - Corporate Communications         

(Last)      (First)     (Middle)

c/o Albany International Corp.
P.O. Box 1907

3. I.R.S. Identification Number
of Reporting Person,
if an entity (voluntary)

 

4. Statement for
Month/Day/Year
11/07/02

(Street)

Albany, NY 12201-1907

5. If Amendment,
Date of Original
(Month/Day/Year)
 		 7. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
    Form filed by More than One Reporting Person

(City)     (State)     (Zip)

Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)

2. Trans-
action
Date
(Month/ Day/
Year)

2A. Deemed
Execution
Date,
if any
(Month/Day/
Year)

3. Trans-
action Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 & 5)

5. Amount of
Securities
Beneficially
Owned Follow-
ing Reported Transactions(s)
(Instr. 3 & 4)

6. Owner-
ship Form:
Direct (D)
or Indirect (I)
(Instr. 4)

7. Nature of Indirect
Beneficial Ownership
(Instr. 4)

Code

V

Amount

(A)
or
(D)

Price

Class A Common Stock

 

 

 

 

 

 

 

3,410

I

By 401(k)

Class A Common Stock

 

 

 

 

 

 

 

4,249

I

By ESOP
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

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FORM 4 (continued)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security

(Instr. 3)

2. Conver-
sion or
Exercise
Price of Derivative Security

3. Trans-
action Date

(Month/
Day/
Year)

3A. Deemed
Execution
Date,
if any
(Month/
Day/
Year)

4. Trans-
action
Code

(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)

(Instr. 3, 4 & 5)

6. Date Exercisable
and Expiration
Date
(Month/Day/
Year)

7. Title and Amount of Underlying Securities
(Instr. 3 & 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of
Derivative
Securities
Beneficially
Owned
Following
Reported Transaction(s)
(Instr. 4)

10. Owner-
ship Form
of Deriv-
ative
Security:
Direct (D)
or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

(A)

(D)

Date Exer-cisable

Expira-
tion
Date

Title

Amount or Number of
Shares

Employee Stock Option

$16.75

 

 

 

 

 

 

 (1)

05/01/10

Class A Common

10,000

 (2)

 

 

 

Employee Stock Option

$22.25

 

 

 

 

 

 

(1)

05/18/15

Class A Common

2,000

 (3)

 

 

 

Employee Stock Option

$22.25

 

 

 

 

 

 

(1)

05/14/16

Class A Common

2,000

(3)

 

 

 

Employee Stock Option

$19.75

 

 

 

 

 

 

(1)

04/15/17

Class A Common

2,000

(3)

 

 

 

Employee Stock Option

$19.375

 

 

 

 

 

 

 (4)

11/04/18

Class A Common

2,000

(3)

 

 

 

Employee Stock Option

$15.6875

 

 

 

 

 

 

 (5)

11/09/19

Class A Common

2,000

 (6)

 

 

 

Employee Stock Option

$10.5625

 

 

 

 

 

 

 (7)

11/15/20

Class A Common

1,500

(6)

 

 

 

Employee Stock Option

$20.45

 

 

 

 

 

 

 (8)

11/06/21

Class A Common

2,000

(6)

 

 

Employee Stock Option

$20.63

11/07/02

 

A

V

2,000

 

 (9)

11/07/22

Class A Common

2,000

(6)

25,500

D

 

Explanation of Responses:

(1) Fully exercisable.
(2) Option granted pursuant to Company's 1988 Stock Option Plan as incentive to remain in employ of Company.
(3) Option granted pursuant to Company's 1992 Stock Option Plan as incentive to remain in employ of Company.
(4) Become exercisable as to 400 shares on each November 4, beginning November 4, 1999.
(5) Become exercisable as to 400 shares on each November 9, beginning November 9, 2000.
(6) Option granted pursuant to Company's 1998 Stock Option Plan as incentive to remain in employ of Company.
(7) Become exercisable as to 300 shares on each November 15, beginning November 15, 2001.
(8) Become exercisable as to 400 shares on each No vember 6, beginning November 6, 2002.
(9) Become exercisable as to 400 shares on each November 7, beginning November 7, 2003.
  By: /s/ Kathleen M. Tyrrell
             Attorney-in-Fact
**Signature of Reporting Person		 11/08/02
Date

**Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed.
          If space is insufficient, See Instruction 6 for procedure.

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AUTHORIZATION TO SIGN SEC FORMS 3 AND 4 PURSUANT TO SECTION
16(A) OF THE SECURITIES EXCHANGE ACT OF 1934


The undersigned, as an officer and/or director of Albany
International Corp., a Delaware corporation ("the Company"),
hereby authorizes THOMAS H. HAGOORT, CHARLES J. SILVA, JR.
AND KATHLEEN M. TYRRELL, and each of them with full power to
act without the others, to sign and file, or cause to be filed,
on behalf of the undersigned, any forms and other documents,
including without limitation Forms 3 and 4 or any other forms
hereafter substitute therefor, required or permitted to be
filed by the undersigned pursuant to Section 16(a) of the
Securities Exchange Act of 1934, as amended, or rules or
regulations promulgated thereunder.

The authorization of a person named above shall automatically
terminate at such time as such person ceases to be an employee
of the Company.  The undersigned may terminate the authorization
of any such person at any time by delivering written notice of
termination to the Company.



Date: November 18, 1997

/s/ Kenneth C. Pulver
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