-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N+AbiToISXnuymCrP5vFvA2QGM+JIzDkf2RBwagsy2Rcxmt2prXQIo/UDjFKfZTt XNuRRiBjzAKOLZ8wV8zSCw== 0000819692-04-000006.txt : 20040129 0000819692-04-000006.hdr.sgml : 20040129 20040129153604 ACCESSION NUMBER: 0000819692-04-000006 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER ONE FINANCIAL INC CENTRAL INDEX KEY: 0000819692 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 341567092 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1215 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2165665300 MAIL ADDRESS: STREET 1: 1215 SUPERIOR AVENUE STREET 2: 1215 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GROSSI MARK D CENTRAL INDEX KEY: 0001041743 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15495 FILM NUMBER: 04552372 BUSINESS ADDRESS: STREET 1: 1215 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2165668794 MAIL ADDRESS: STREET 1: 1215 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114 5 1 c0001041743d20040129f5f.xml PRIMARY DOCUMENT X0201 5 2003-12-31 0 0 0 0000819692 CHARTER ONE FINANCIAL INC CF 0001041743 GROSSI MARK D 1215 SUPERIOR AVENUE CLEVELAND OH 44114- 1 1 0 0 Senior Vice President Common Stock 268593 D Common Stock 125760 I Deferred Compensation Trust Common Stock 5039 I By 401(k) Common Stock 14088 I By ESOP Incentive Stock Option 10.57 1997-01-17 2006-01-17 Common Stock 28143 28143 D Incentive Stock Option 16.17 2003-01-19 2010-01-19 Common Stock 6183 6183 D Incentive Stock Option 16.5 2000-01-22 2007-01-22 Common Stock 6055 6055 D Incentive Stock Option 22.28 2001-01-21 2008-01-21 Common Stock 4489 4489 D Incentive Stock Option 23.09 2002-01-19 2009-01-19 Common Stock 4330 4330 D Incentive Stock Option 24.01 2004-01-23 2011-01-23 Common Stock 4165 4165 D Incentive Stock Option 25.33 2005-01-19 2011-12-19 Common Stock 3947 3947 D Incentive Stock Option 29.09 2006-01-18 2012-12-18 Common Stock 3437 3437 D Incentive Stock Option 32.76 2007-01-19 2013-12-19 Common Stock 6104 6104 D Nonqualified Stock Option 10.57 1997-01-17 2006-01-17 Common Stock 178280 178280 D Nonqualified Stock Option 16.17 2003-01-19 2010-01-19 Common Stock 150095 150095 D Nonqualified Stock Option 16.5 2000-01-22 2007-01-22 Common Stock 79712 79712 D Nonqualified Stock Option 22.28 2001-01-21 2008-01-21 Common Stock 158876 158876 D Nonqualified Stock Option 23.09 2002-01-19 2009-01-19 Common Stock 159762 159762 D Nonqualified Stock Option 24.01 2004-01-23 2011-01-23 Common Stock 144672 144672 D Nonqualified Stock Option 25.33 2005-01-19 2011-12-19 Common Stock 164053 164053 D Nonqualified Stock Option 29.09 2006-01-16 2012-12-18 Common Stock 156563 156563 D Nonqualified Stock Option 32.76 2007-01-19 2013-12-19 Common Stock 156948 156948 D Includes dividend reinvestment shares acquired on 2/25/03; 5/23/03; 8/25/03 and 11/25/03. Between January 1 and December 31, 2003, the reporting person acquired 903 shares of CF common stock under the CF 401(k) plan. The information in this report is based on a plan statement dated as of December 31, 2003. ESOP holdings as of 12/31/02 allocation. Robert J. Vana, Power of Attorney 2004-01-29 -----END PRIVACY-ENHANCED MESSAGE-----