0001493152-23-029446.txt : 20230818 0001493152-23-029446.hdr.sgml : 20230818 20230818163031 ACCESSION NUMBER: 0001493152-23-029446 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230816 FILED AS OF DATE: 20230818 DATE AS OF CHANGE: 20230818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Godley Benjamin E CENTRAL INDEX KEY: 0001792915 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00235 FILM NUMBER: 231186226 MAIL ADDRESS: STREET 1: RAND CAPITAL CORPORATION STREET 2: 14 LAFAYETTE SQUARE, SUITE 2200 CITY: BUFFALO STATE: NY ZIP: 14203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAND CAPITAL CORP CENTRAL INDEX KEY: 0000081955 IRS NUMBER: 160961359 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168530802 MAIL ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 4 1 ownership.xml X0508 4 2023-08-16 0 0000081955 RAND CAPITAL CORP RAND 0001792915 Godley Benjamin E C/O 1405 RAND BUILDING BUFFALO NY 14203 1 0 0 0 0 Common Stock 2023-08-16 4 P 0 1900 12.98 A 21900 D Common Stock 2023-08-17 4 P 0 100 13.15 A 22000 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.91 to $13.00, inclusive. The reporting person undertakes to provide to Rand Capital Corporation, any security holder of Rand Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. /s/ Daniel P. Penberthy (Attorney-In-Fact) 2023-08-18