0001493152-23-029446.txt : 20230818
0001493152-23-029446.hdr.sgml : 20230818
20230818163031
ACCESSION NUMBER: 0001493152-23-029446
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230816
FILED AS OF DATE: 20230818
DATE AS OF CHANGE: 20230818
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Godley Benjamin E
CENTRAL INDEX KEY: 0001792915
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00235
FILM NUMBER: 231186226
MAIL ADDRESS:
STREET 1: RAND CAPITAL CORPORATION
STREET 2: 14 LAFAYETTE SQUARE, SUITE 2200
CITY: BUFFALO
STATE: NY
ZIP: 14203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAND CAPITAL CORP
CENTRAL INDEX KEY: 0000081955
IRS NUMBER: 160961359
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1405 RAND BUILDING
CITY: BUFFALO
STATE: NY
ZIP: 14203
BUSINESS PHONE: 7168530802
MAIL ADDRESS:
STREET 1: 1405 RAND BUILDING
CITY: BUFFALO
STATE: NY
ZIP: 14203
4
1
ownership.xml
X0508
4
2023-08-16
0
0000081955
RAND CAPITAL CORP
RAND
0001792915
Godley Benjamin E
C/O 1405 RAND BUILDING
BUFFALO
NY
14203
1
0
0
0
0
Common Stock
2023-08-16
4
P
0
1900
12.98
A
21900
D
Common Stock
2023-08-17
4
P
0
100
13.15
A
22000
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.91 to $13.00, inclusive. The reporting person undertakes to provide to Rand Capital Corporation, any security holder of Rand Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.
/s/ Daniel P. Penberthy (Attorney-In-Fact)
2023-08-18