0001493152-23-017800.txt : 20230516
0001493152-23-017800.hdr.sgml : 20230516
20230516163028
ACCESSION NUMBER: 0001493152-23-017800
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230512
FILED AS OF DATE: 20230516
DATE AS OF CHANGE: 20230516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PENBERTHY DANIEL P
CENTRAL INDEX KEY: 0001057068
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00235
FILM NUMBER: 23927999
BUSINESS ADDRESS:
STREET 1: C/O RAND CAPITAL CORP
STREET 2: 2200 RAND BLDG
CITY: BUFFALO
STATE: NY
ZIP: 14203
BUSINESS PHONE: 7168530802
MAIL ADDRESS:
STREET 1: C/O RAND CAPITAL CORP
STREET 2: 2200 RAND BLDG
CITY: BUFFALO
STATE: NY
ZIP: 14203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAND CAPITAL CORP
CENTRAL INDEX KEY: 0000081955
IRS NUMBER: 160961359
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1405 RAND BUILDING
CITY: BUFFALO
STATE: NY
ZIP: 14203
BUSINESS PHONE: 7168530802
MAIL ADDRESS:
STREET 1: 1405 RAND BUILDING
CITY: BUFFALO
STATE: NY
ZIP: 14203
4
1
ownership.xml
X0407
4
2023-05-12
0
0000081955
RAND CAPITAL CORP
RAND
0001057068
PENBERTHY DANIEL P
C/O 1405 RAND BUILDING
BUFFALO
NY
14203
0
1
0
0
President and CEO
0
Common Stock
2023-05-12
4
P
0
1
12.99
A
16270
D
Common Stock
2023-05-16
4
P
0
499
13.359
A
16769
D
/s/ Daniel P. Penberthy
2023-05-16