0001493152-22-016141.txt : 20220608 0001493152-22-016141.hdr.sgml : 20220608 20220608090726 ACCESSION NUMBER: 0001493152-22-016141 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220607 FILED AS OF DATE: 20220608 DATE AS OF CHANGE: 20220608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PENBERTHY DANIEL P CENTRAL INDEX KEY: 0001057068 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00235 FILM NUMBER: 221002709 BUSINESS ADDRESS: STREET 1: C/O RAND CAPITAL CORP STREET 2: 2200 RAND BLDG CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168530802 MAIL ADDRESS: STREET 1: C/O RAND CAPITAL CORP STREET 2: 2200 RAND BLDG CITY: BUFFALO STATE: NY ZIP: 14203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAND CAPITAL CORP CENTRAL INDEX KEY: 0000081955 IRS NUMBER: 160961359 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168530802 MAIL ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 4 1 ownership.xml X0306 4 2022-06-07 0 0000081955 RAND CAPITAL CORP RAND 0001057068 PENBERTHY DANIEL P C/O 1405 RAND BUILDING BUFFALO NY 14203 0 1 0 0 President and CEO Common Stock 2022-06-07 4 P 0 1000 15.30 A 16269 D /s/ Daniel P. Penberthy 2022-06-08