0001493152-22-006888.txt : 20220315 0001493152-22-006888.hdr.sgml : 20220315 20220315170056 ACCESSION NUMBER: 0001493152-22-006888 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220314 FILED AS OF DATE: 20220315 DATE AS OF CHANGE: 20220315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAILBOURNE ERLAND E CENTRAL INDEX KEY: 0001085459 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00235 FILM NUMBER: 22742023 MAIL ADDRESS: STREET 1: C/O RAND CAPITAL CORP STREET 2: 2200 RAND BUILDING CITY: BUFFFALO STATE: NY ZIP: 14203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAND CAPITAL CORP CENTRAL INDEX KEY: 0000081955 IRS NUMBER: 160961359 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168530802 MAIL ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 4 1 ownership.xml X0306 4 2022-03-14 0 0000081955 RAND CAPITAL CORP RAND 0001085459 KAILBOURNE ERLAND E C/O 1405 RAND BUILDING BUFFALO NY 14203 1 0 0 0 Common Stock 2022-03-14 4 P 0 1000 16.46 A 8861 D Common Stock 139 I By spouse The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.03 to $16.49, inclusive. The reporting person undertakes to provide to Rand Capital Corporation, any security holder of Rand Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. /s/ Daniel P. Penberthy (Attorney-In-Fact) 2022-03-15