0001493152-20-017429.txt : 20200908
0001493152-20-017429.hdr.sgml : 20200908
20200908165310
ACCESSION NUMBER: 0001493152-20-017429
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200903
FILED AS OF DATE: 20200908
DATE AS OF CHANGE: 20200908
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: East Asset Management, LLC
CENTRAL INDEX KEY: 0001793591
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00235
FILM NUMBER: 201164668
BUSINESS ADDRESS:
STREET 1: 777 NW BEACON SQUARE BLVD.
CITY: BOCA RATON
STATE: FL
ZIP: 33487
BUSINESS PHONE: (561) 826-3620
MAIL ADDRESS:
STREET 1: 777 NW BEACON SQUARE BLVD.
CITY: BOCA RATON
STATE: FL
ZIP: 33487
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAND CAPITAL CORP
CENTRAL INDEX KEY: 0000081955
IRS NUMBER: 160961359
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2200 RAND BUILDING
CITY: BUFFALO
STATE: NY
ZIP: 14203
BUSINESS PHONE: 7168530802
MAIL ADDRESS:
STREET 1: 2200 RAND BUILDING
CITY: BUFFALO
STATE: NY
ZIP: 14203
4
1
ownership.xml
X0306
4
2020-09-03
0
0000081955
RAND CAPITAL CORP
RAND
0001793591
East Asset Management, LLC
7777 NW BEACON SQUARE BLVD.
BOCA RATON,
FL
33487
0
0
1
0
Common Stock
2020-09-03
4
P
0
2603
11.21
A
1641640
D
Adam Gusky may be deemed to have voting and dispositive power over these shares due to his position as chief investment officer of East Asset Management, LLC ("East"). Mr. Gusky disclaims beneficial ownership over the shares held by East.
/s/ Daniel P. Penberthy (Attorney-In-Fact)
2020-09-08