0001493152-19-017772.txt : 20191115
0001493152-19-017772.hdr.sgml : 20191115
20191115170105
ACCESSION NUMBER: 0001493152-19-017772
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191108
FILED AS OF DATE: 20191115
DATE AS OF CHANGE: 20191115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: East Asset Management, LLC
CENTRAL INDEX KEY: 0001793591
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00235
FILM NUMBER: 191225221
BUSINESS ADDRESS:
STREET 1: 777 NW BEACON SQUARE BLVD.
CITY: BOCA RATON
STATE: FL
ZIP: 33487
BUSINESS PHONE: (561) 826-3620
MAIL ADDRESS:
STREET 1: 777 NW BEACON SQUARE BLVD.
CITY: BOCA RATON
STATE: FL
ZIP: 33487
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAND CAPITAL CORP
CENTRAL INDEX KEY: 0000081955
IRS NUMBER: 160961359
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2200 RAND BUILDING
CITY: BUFFALO
STATE: NY
ZIP: 14203
BUSINESS PHONE: 7168530802
MAIL ADDRESS:
STREET 1: 2200 RAND BUILDING
CITY: BUFFALO
STATE: NY
ZIP: 14203
3
1
ownership.xml
X0206
3
2019-11-08
0
0000081955
RAND CAPITAL CORP
RAND
0001793591
East Asset Management, LLC
EAST ASSET MANAGEMENT, LLC
7777 NW BEACON SQUARE BLVD.
BOCA RATON
FL
33487
0
0
1
0
Common Stock
8425620
D
Adam Gusky may be deemed to have voting and dispositive power over these shares due to his position as chief investment officer of East Asset Management, LLC ("East"). Mr. Gusky disclaims beneficial ownership over the shares held by East.
/s/ Adam Gusky, Chief Investment Officer, on behalf of East Asset Management, LLC
2019-11-15