0000905718-18-000571.txt : 20180621 0000905718-18-000571.hdr.sgml : 20180621 20180621161707 ACCESSION NUMBER: 0000905718-18-000571 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180612 FILED AS OF DATE: 20180621 DATE AS OF CHANGE: 20180621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: User-Friendly Phone Book, LLC CENTRAL INDEX KEY: 0001743282 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00235 FILM NUMBER: 18912029 BUSINESS ADDRESS: STREET 1: 10200 GROGANS MILL RD., SUITE 440 CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: 281-465-5403 MAIL ADDRESS: STREET 1: 10200 GROGANS MILL RD., SUITE 440 CITY: THE WOODLANDS STATE: TX ZIP: 77380 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: User-Friendly Holding, LLC CENTRAL INDEX KEY: 0001744059 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00235 FILM NUMBER: 18912030 BUSINESS ADDRESS: STREET 1: 10200 GROGANS MILL RD., SUITE 440 CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: 281-465-5403 MAIL ADDRESS: STREET 1: 10200 GROGANS MILL RD., SUITE 440 CITY: THE WOODLANDS STATE: TX ZIP: 77380 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAND CAPITAL CORP CENTRAL INDEX KEY: 0000081955 IRS NUMBER: 160961359 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2200 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168530802 MAIL ADDRESS: STREET 1: 2200 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 3 1 randcapital_fm3jun202018.xml OWNERSHIP DOCUMENT X0206 3 2018-06-12 0 0000081955 RAND CAPITAL CORP RAND 0001744059 User-Friendly Holding, LLC 10200 GROGANS MILL RD., SUITE 440 THE WOODLANDS TX 77380 0 0 1 0 0001743282 User-Friendly Phone Book, LLC 10200 GROGANS MILL RD., SUITE 440 THE WOODLANDS TX 77380 0 0 1 0 Common Stock, par value $0.10 per share 1455993 I See footnote The shares of common stock reported herein are owned directly by User-Friendly Phone Book, LLC, a Delaware limited liability company ("UFPB"). UFPB is a wholly-owned subsidiary of, and is controlled by, User-Friendly Holding, LLC, a Delaware limited liability company ("UFH"). Jeffrey T. Stevenson controls the board of managers of UFH. This report shall not be deemed an admission that UFPB, UFH or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose. User-Friendly Holding, LLC, By: /s/ Bruce Howard, Chief Executive Officer 2018-06-21 User-Friendly Phone Book, LLC, By: /s/ Bruce Howard, Chief Executive Officer 2018-06-21