0000899243-18-008739.txt : 20180328 0000899243-18-008739.hdr.sgml : 20180328 20180328173125 ACCESSION NUMBER: 0000899243-18-008739 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180323 FILED AS OF DATE: 20180328 DATE AS OF CHANGE: 20180328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWMAN REGINALD B II CENTRAL INDEX KEY: 0001034049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00235 FILM NUMBER: 18719961 MAIL ADDRESS: STREET 1: PRIOR AVIATION SERVICE INC. STREET 2: 50 NORTH AIRPORT DRIVE CITY: BUFFALO STATE: NY ZIP: 14225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAND CAPITAL CORP CENTRAL INDEX KEY: 0000081955 IRS NUMBER: 160961359 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2200 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168530802 MAIL ADDRESS: STREET 1: 2200 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-23 0 0000081955 RAND CAPITAL CORP RAND 0001034049 NEWMAN REGINALD B II C/O 2200 RAND BUILDING BUFFALO NY 14203 1 0 0 0 Common Stock 2018-03-23 4 P 0 4090 2.60 A 171820 D Common Stock 2018-03-26 4 P 0 201 2.60 A 172021 D Common Stock 2018-03-27 4 P 0 709 2.60 A 172730 D /s/ Daniel P. Penberthy (Attorney-In-Fact) 2018-03-28